Carnaby Resources : Appendix 3Y - Change of Director's Interest Notices
CNB.AX
onlyCarnaby Resources Limited (ASX:CNB) advises of changes in Directors' interests in the Company and the resultant issue of 6,000,000 ordinary fully paid shares.
useThe Directors, Greg Barrett and Peter Bowler, each exercised 3,000,000 Unlisted Share Options and concurrently disposed of 1,000,000 ordinary fully paid shares, to fund the conversion of the options and to cover subsequent tax obligations.
An Appendix 2A will be lodged with the ASX following this announcement
and a cleansing notice is also attached with respect to the issue. personalThis announcement was authorised for release by the Board of Directors.
For
ASX Announcement 31 December 2021
Fast Facts
Shares on Issue 124.1M
Market Cap (@ $1.19) $147.7M
Cash $5.6M1
1As of 31 September 2021
Board and Management
Peter Bowler, Non-Exec Chairman
Rob Watkins, Managing Director
Greg Barrett, Non-Exec Director & Company Secretary
Paul Payne, Non-Exec Director
Company Highlights
Registered Office
78 Churchill Avenue Subiaco Western Australia 6008
For personal use only
31 December 2021
Company Announcements Office
ASX Limited
Level 40
152 - 158 St Georges Terrace
PERTH WA 6000
CLEANSING NOTICE UNDER SECTION 708A(5)(e) OF THE CORPORATIONS ACT
Carnaby Resources Limited (ASX:CNB or the Company) advises that the Company issued the
following 6,000,000 ordinary fully paid shares (Shares) on 30 December 2021 on the exercise of:
The Company gives this notice pursuant to section 708A(5)(e) of the Corporations Act ("the Act"):
This announcement has been authorised for release by the Board.
Greg Barrett
Company Secretary
Appendix 3Y Change of Director's Interest Notice
Appendix 3Y
Rule 3.19A.2
For personal use only
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity: Carnaby Resources Limited
ABN: 62 610 855 064
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director
Peter Bowler
Date of last notice
29/10/2020
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest
Indirect
Nature of indirect interest
BRAIDWOOD INVESTMENTS (WA) PTY
(including registered holder)
LTD
Note: Provide details of the circumstances giving rise to the relevant
interest.
Peter Bowler is a Director and Beneficiary
Date of change
29-30/12/2021
No. of securities held prior to change
BRAIDWOOD INVESTMENTS (WA)
PTY LTD
- 5,000,000 ordinary fully paid shares
- 2,000,000 unlisted options expiring
23/04/2024 @ $0.09
- 1,000,000 unlisted options expiring
23/04/2024 @ $0.10
Class
Ordinary fully paid shares (Shares)
CNBAC Unlisted Options (Options)
Number acquired
30/12/2021
3,000,000 Shares
For personal use only
Appendix 3Y
Change of Director's Interest Notice
Number disposed
29/12/2021
1,000,000 Shares
30/12/2021
3,000,000 Options (exercised)
Value/Consideration
Shares Disposed:
Note: If consideration is non-cash, provide details and estimated
1,000,000 @ $1.20 per share
valuation
Shares Acquired:
2,000,000 @ $0.09 per share
1,000,000 @ $0.10 per share Shares
No. of securities held after change
BRAIDWOOD
INVESTMENTS
(WA)
PTY LTD
- 7,000,000
ordinary fully
paid
shares
Nature of change
29/12/2021
Example: on-market trade, off-market trade, exercise of options,
On-market Trade
issue of securities under dividend reinvestment plan, participation in
buy-back
30/12/2021
Exercise of Options
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract
Nature of interest
Name of registered holder (if issued securities)
Date of change
No. and class of securities to which interest related prior to change
Note: Details are only required for a contract in relation to which the interest has changed
Interest acquired
Interest disposed
+ See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
For personal use only
Appendix 3Y
Change of Director's Interest Notice
Value/Consideration
Note: If consideration is non-cash, provide details and an estimated valuation
Interest after change
Part 3 - +Closed period
Were the interests in the securities or contracts detailed NO above traded during a +closed period where prior written
clearance was required?
If so, was prior written clearance provided to allow the trade to proceed during this period?
If prior written clearance was provided, on what date was this provided?
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Disclaimer
Carnaby Resources Ltd. published this content on 31 December 2021 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 31 December 2021 02:46:02 UTC.