Equitable : Financial Life and Annuity Company - First Quarter 2025

Published: 2025-06-04 14:11:08 ET EQH

Published on 06/04/2025 at 14:11

Docusqn Envelope ID: 6E3071BB-6108-4gA5-8FgF-d5t B1FD78AB5

LIFE AND ACCIOEN T AND HEALTH COMPANIES ASSOCIATION EDITION

QUARTERLY STATEUENT

As of March 31, 2025

of the Condition and Affairs of lhe

EQUITABLE FINANCIAL LIFE AND ANNUITY COMPANY

NAIC Group Code 4965 4965 NAIC Company Code 62880 Employer's ID Number 13-3 798083

Organized under the LBws of Colorado Stale of Domicile or Port of Entry Colorado. Country of Domicile United Srafes of America

/ncorporafe&Organ/zed. January 18 1984 Commenced Business: June Oh 1984 Statutory Home Of/ice. Y4f43 Denver Wesf Pari‹way, Smile 520. Lakewood. TO 80401

Main Administrdtiv8 OP/C6. 8fiPf IBM Drive, Su/fa 150, Charione, NC 28262 - Telephone Number. (704) 341-6308

fai/ Address: 8501 IBM Drive, Suite 150, Chal1otte, NC 28262 - Te1ephone Number: (201) 743-5t32

Primary Location of Books and Records.' B501 IBM Drive, Suite 150, Charlotte. NC 28262 - Telephone Number: (201) 743-5132

tn fennel Website Address.' https://www.equitable. com

Statutory Sfafemenr Contact. ñ/e// Guer7iero. Vice President {20fJ 743-5/32

E-Mail Ad4/ess/ [email protected]

OFFICERS

ROBIN MATTHEW RAJU

Chairman a/ the Board

WILLIAM JAMES ECKERT IV

Executive Vice President,

Chief Accounting Officer ana Control/er

MICHAEL BRUDOLEY

DAVID WHITCOMB KARR PETER TIAN

Stafe of Ne'• Jersey.

NICHOLAS BURRITT LANE

President and Ci/e/ Executive Officer

PETER UyA/V

Chief Financial Officer and Treasurer

/V/CHOLAS BL//?/?/7T LA/VE

YUN "JULIA" ZHANG

JOSE RAMON GONZALEZ

Executive Vce President and General Counse1

XU "VINCENT" XUAN

ChiefAcft/ary and Appointed Actuary

ROBIN fATTHEW RAJU

counfy of..6erpen.. ...

The officers ol f/Iis reporting entity being duly sworn. each Oepose and say that ihey are the descnbed officers of the said reportingenf'fy, and that on the reporting penod sfafed adove, ali or ihe hemin descnbed assefs were the adso/t//e property of fhe said reporting entity, free and c/ear mom any liens or c/aims thereon. except as herein sealed. and tidal this s/atemer/f, together wifA related exhibfls, schedules and exp/afar ons therein contained, annexed or reiened to, 's a full and true statement of ali fee assers and /'a0i/'ties and of the condd/on aha »eairfi ol the sai0 reporting enhfy as at the /epon!ng pefiod stated aopve. and of its income and deductons therefrom for the period ended. and have been completed in accordance w4h the NAIC Annual S/afemenf /ns/rz/ct/a/ts and Accounting Prac/'ces and Procedures manual except to the eKtent that. (1) state law may differ. or, (2) that state rates or regulations require differences in rep•nrting not related to accounting practices and procedures, according to the best of their inlormaton, knowledge and 0e/›ef' mspe‹::tiveiy. Furthermore, the scope ol this aftesrar/on dy the descnbed officers also includes tfie re/a/ed corresgortd/'np electronic filing with the NAIC. when required. that is an exact copy (except tar tormatiing d //erences clue to electronic filing) of the enclosed statement. The electronic f/inp may be requested by vafious regulators in wet or or in addition /o the enclosed statement.

Do SI ned b

WILLIAM JAMES ECKERT IV

Executive Vice President,

Chief Accounting oGcer and Controller

Subs and sworn to before me this

Xu "VINCENT" XUAN

Chief Actuary and Appointed

Actuary

Is this an orig/na/ ñ/i/tg*

MiCHAEL BRUDOLEY

Docu5lgned by'

Secretary

Yes (x) No ( )

day of I'll2025

LAURRINE VENTURA NOTARY PUBLIC

Stdto Of New Jersey

If no, f. State tha amendment number

Dale ///ed

A/umder o/'pages attached

inc 50213150

COfflTl!06I0€I Expires 8/15/2026

Current Statement Date

December 31 Prior Year Net Admitted Assets

Assets

Nonadmitted Assets

Net Admitted Assets (Cols. 1 - 2)

Bonds .............................................................................................................

Stocks:

Preferred stocks .......................................................................................

Common stocks .......................................................................................

Mortgage loans on real estate:

First liens ..................................................................................................

Other than first liens..................................................................................

Real estate:

Properties occupied by the company (less $ 0

encumbrances) .......................................................................................

Properties held for the production of income (less

$ .................................0 encumbrances) .......................................

Properties held for sale (less $ 0

encumbrances) .......................................................................................

Cash ($ ................... 5,778,397 ), cash equivalents

($ ................... 8,825,725 ) and short-term

investments ($ .................................0 ) .................................................

Contract loans (including $ .................................0 premium notes) ......

Derivatives .....................................................................................................

Other invested assets ....................................................................................

Receivables for securities ..............................................................................

Securities lending reinvested collateral assets ..............................................

Aggregate write-ins for invested assets .........................................................

Subtotals, cash and invested assets (Lines 1 to 11) .....................................

Title plants less $ .................................0 charged off (for Title insurers only) ..............................................................................................................

Investment income due and accrued .............................................................

Premiums and considerations:

Uncollected premiums and agents' balances in the course of collection

Deferred premiums, agents' balances and installments booked but deferred and not yet due (including $ 0

earned but unbilled premiums) ............................................................

Accrued retrospective premiums ($ .................................0 ) and

contracts subject to redetermination ($ .................................0 ) .......

Reinsurance:

Amounts recoverable from reinsurers ....................................................

Funds held by or deposited with reinsured companies ..........................

Other amounts receivable under reinsurance contracts ........................

Amounts receivable relating to uninsured plans ............................................

Current federal and foreign income tax recoverable and interest thereon ....

Net deferred tax asset ...................................................................................

Guaranty funds receivable or on deposit ......................................................

Electronic data processing equipment and software .....................................

Furniture and equipment, including health care delivery assets

($ .................................0 ) ................................................................

Net adjustment in assets and liabilities due to foreign exchange rates .........

Receivables from parent, subsidiaries and affiliates .....................................

Health care ($ .................................0 ) and other amounts receivable ......

Aggregate write-ins for other than invested assets ........................................

Total assets excluding Separate Accounts, Segregated Accounts and Protected Cell Accounts (Lines 12 to 25) .....................................................

From Separate Accounts, Segregated Accounts and Protected Cell Accounts ......................................................................................................

Total (Lines 26 and 27)

. 299,872,534

. 0

. 299,872,534

. 296,096,338

. 0

. 14,604,122

. 0

. 14,604,122

. 34,226,277

. 205,016,457

. 86,763

. 204,929,694

. 194,622,760

. 0

. 519,493,113

. 86,763

. 519,406,350

. 524,945,375

. 0

. 5,263,427

. 0

. 5,263,427

. 4,072,949

. (4,462,780)

. 0

. (4,462,780)

. (3,270,753)

. 559,366

. 0

. 559,366

. 532,596

. 0

. 270,000

. 0

. 270,000

. 16,009,705

. 0

. 595,411

. 0

. 595,411

. 285,434

. 0

. 7,531,240

. 4,813,916

. 2,717,324

. 2,865,668

. 198,173

. 0

. 198,173

. 194,973

. 0

. 2,097,425

. 0

. 2,097,425

. 187,445

. 0

. 1,992,706

. 2,406

. 1,990,300

. 2,145,750

. 533,538,081

. 4,903,085

. 528,634,996

. 547,969,142

. 0

533,538,081

4,903,085

528,634,996

547,969,142

DETAILS OF WRITE-INS

1101. ......................................................................................................................

....................................

1102. ......................................................................................................................

....................................

1103. ......................................................................................................................

....................................

1198. Summary of remaining write-ins for Line 11 from overflow page ...................

. 0

1199. Totals (Lines 1101 through 1103 plus 1198)(Line 11 above)

2501. Admitted Disallowed IMR ..............................................................................

. 1,990,300

. 0

. 1,990,300

. 2,145,750

2502. Other Assets Non-Admitted ..........................................................................

. 2,406

. 0

2503. .....................................................................................................................

. 0

2598. Summary of remaining write-ins for Line 25 from overflow page ...................

. 0

2599. Totals (Lines 2501 through 2503 plus 2598)(Line 25 above)

1,992,706

2,406

1,990,300

2,145,750

Aggregate reserve for life contracts $ ................356,425,738 less $ .................................0 included in Line 6.3 (including $ .................................0 Modco Reserve) ..........................................................................................................

Aggregate reserve for accident and health contracts (including $ .................................0 Modco Reserve) .......................

Liability for deposit-type contracts (including $ .................................0 Modco Reserve)....................................................

Contract claims:

Life ......................................................................................................................................................................................

Accident and health ............................................................................................................................................................

Policyholders' dividends/refunds to members $ .................................0 and coupons $ .................................0 due

and unpaid ................................................................................................................................................................................

Provision for policyholders' dividends, refunds to members and coupons payable in following calendar year - estimated amounts:

Policyholders' dividends and refunds to members apportioned for payment (including $ 0

Modco) ...............................................................................................................................................................................

Policyholders' dividends and refunds to members not yet apportioned (including $ ............................... 0 Modco) ....

Coupons and similar benefits (including $ ............................... 0 Modco) ..................................................................

Amount provisionally held for deferred dividend policies not included in Line 6 .......................................................................

Premiums and annuity considerations for life and accident and health contracts received in advance less

$ .................................0 discount; including $ .................................0 accident and health premiums .........................

Contract liabilities not included elsewhere:

Surrender values on canceled contracts ............................................................................................................................

Provision for experience rating refunds, including the liability of $ .................................0 accident and health experience rating refunds of which $ .................................0 is for medical loss ratio rebate per the Public Health Service Act .......................................................................................................................................................................

Other amounts payable on reinsurance, including $ .................................0 assumed and $ 0

ceded .................................................................................................................................................................................

Interest Maintenance Reserve ............................................................................................................................................

Commissions to agents due or accrued-life and annuity contracts $ .................................0 , accident and health

$ .................................0 and deposit-type contract funds $ .................................0 ..................................................

Commissions and expense allowances payable on reinsurance assumed ..............................................................................

General expenses due or accrued ............................................................................................................................................

Transfers to Separate Accounts due or accrued (net) (including $ ............................... 0 accrued for expense allowances recognized in reserves, net of reinsured allowances) ..........................................................................................

Taxes, licenses and fees due or accrued, excluding federal income taxes ..............................................................................

Current federal and foreign income taxes, including $ .................................0 on realized capital gains (losses) ..............

Net deferred tax liability .............................................................................................................................................................

Unearned investment income ...................................................................................................................................................

Amounts withheld or retained by reporting entity as agent or trustee .......................................................................................

Amounts held for agents' account, including $ .................................0 agents' credit balances ...........................................

Remittances and items not allocated ........................................................................................................................................

Net adjustment in assets and liabilities due to foreign exchange rates ....................................................................................

Liability for benefits for employees and agents if not included above .......................................................................................

Borrowed money $ .................................0 and interest thereon $ .................................0 ...........................................

Dividends to stockholders declared and unpaid .......................................................................................................................

Miscellaneous liabilities:

Asset valuation reserve ...................................................................................................................................................

Reinsurance in unauthorized and certified ($ .................................0 ) companies .......................................................

Funds held under reinsurance treaties with unauthorized and certified ($ .................................0 ) reinsurers .........

Payable to parent, subsidiaries and affiliates ..................................................................................................................

Drafts outstanding ...........................................................................................................................................................

Liability for amounts held under uninsured plans ............................................................................................................

Funds held under coinsurance ........................................................................................................................................

Derivatives ......................................................................................................................................................................

Payable for securities ......................................................................................................................................................

24.10 Payable for securities lending .........................................................................................................................................

24.11 Capital notes $ .................................0 and interest thereon $ .................................0 ...........................................

Aggregate write-ins for liabilities ...............................................................................................................................................

Total liabilities excluding Separate Accounts business (Lines 1 to 25) .....................................................................................

From Separate Accounts Statement .........................................................................................................................................

Total liabilities (Lines 26 and 27) ...............................................................................................................................................

Common capital stock ...............................................................................................................................................................

Preferred capital stock ..............................................................................................................................................................

Aggregate write-ins for other than special surplus funds ..........................................................................................................

Surplus notes ............................................................................................................................................................................

Gross paid in and contributed surplus .......................................................................................................................................

Aggregate write-ins for special surplus funds ...........................................................................................................................

Unassigned funds (surplus) ......................................................................................................................................................

Less treasury stock, at cost:

.................................0 shares common (value included in Line 29 $ .................................0 ) ...............................

.................................0 shares preferred (value included in Line 30 $ .................................0 ) .............................

Surplus (Total Lines 31+32+33+34+35-36) (including $ .................................0 in Separate Accounts Statement) ..............

Totals of Lines 29, 30 and 37 ...................................................................................................................................................

Totals of Lines 28 and 38 (Page 2, Line 28, Col. 3)

Current Statement Date

December 31 Prior Year

. 356,425,738

. 0

. 361,180,553

. 0

. 2,078,886

. 0

. 2,321,252

. 0

. 15,936

. 119,333

. 0

. 128

. 0

. 1,346,253

. 399,647

. 0

. 3,946,441

. 0

. 3,326,082

. 0

. 1,653,948

. 182,167

. 0

. 5,871,666

. 0

. 26,686

. 0

. 1,921,062

. 0

. 246,368

. 0

154,581

. 1,846,298

. 0

. 20,202,669

. 0

221,754

369,860,994

393,626,454

. 0

369,860,994

. 0

393,626,454

. 2,500,000

. 0

. 181,346,501

. 1,990,300

. (27,062,799)

. 2,500,000

. 0

. 181,346,501

. 2,145,750

. (31,649,563)

. 0

156,274,002

. 0

151,842,688

158,774,002

154,342,688

528,634,996

547,969,142

DETAILS OF WRITE-INS

2501.

Miscellaneous liabilities ......................................................................................................................................................

. 154,581

. 221,754

2502.

...................................................................................................................................................................................................

....................................

2503.

...................................................................................................................................................................................................

....................................

2598.

Summary of remaining write-ins for Line 25 from overflow page ..............................................................................................

. 0

2599.

Totals (Lines 2501 through 2503 plus 2598)(Line 25 above)

154,581

221,754

3101.

3102.

3103.

3198.

3199.

...................................................................................................................................................................................................

Summary of remaining write-ins for Line 31 from overflow page .............................................................................................. Totals (Lines 3101 through 3103 plus 3198)(Line 31 above)

....................................

. 0

....................................

. 0

3401.

3402.

3403.

3498.

3499.

Admitted Disallowed IMR ..........................................................................................................................................................

...................................................................................................................................................................................................

Summary of remaining write-ins for Line 34 from overflow page .............................................................................................. Totals (Lines 3401 through 3403 plus 3498)(Line 34 above)

. 1,990,300

....................................

. 0

1,990,300

. 2,145,750

....................................

. 0

2,145,750

Premiums and annuity considerations for life and accident and health contracts ...............................

Considerations for supplementary contracts with life contingencies.....................................................

Net investment income ........................................................................................................................

Amortization of Interest Maintenance Reserve (IMR) ..........................................................................

Separate Accounts net gain from operations excluding unrealized gains or losses ............................

Commissions and expense allowances on reinsurance ceded ...........................................................

Reserve adjustments on reinsurance ceded ........................................................................................

Miscellaneous Income:

Income from fees associated with investment management, administration and contract guarantees from Separate Accounts.............................................................................................

Charges and fees for deposit-type contracts .................................................................................

Aggregate write-ins for miscellaneous income ..............................................................................

Totals (Lines 1 to 8.3) ..........................................................................................................................

Death benefits ......................................................................................................................................

Matured endowments (excluding guaranteed annual pure endowments) ...........................................

Annuity benefits ....................................................................................................................................

Disability benefits and benefits under accident and health contracts ..................................................

Coupons, guaranteed annual pure endowments and similar benefits .................................................

Surrender benefits and withdrawals for life contracts ..........................................................................

Group conversions ...............................................................................................................................

Interest and adjustments on contract or deposit-type contract funds ...................................................

Payments on supplementary contracts with life contingencies ............................................................

Increase in aggregate reserves for life and accident and health contracts ..........................................

Totals (Lines 10 to 19) .........................................................................................................................

Commissions on premiums, annuity considerations, and deposit-type contract funds (direct business only) ....................................................................................................................................

Commissions and expense allowances on reinsurance assumed ......................................................

General insurance expenses and fraternal expenses ..........................................................................

Insurance taxes, licenses and fees, excluding federal income taxes ...................................................

Increase in loading on deferred and uncollected premiums ................................................................

Net transfers to or (from) Separate Accounts net of reinsurance ........................................................

Aggregate write-ins for deductions .......................................................................................................

Totals (Lines 20 to 27) .........................................................................................................................

Net gain from operations before dividends to policyholders and federal income taxes (Line 9 minus Line 28) ..............................................................................................................................................

Dividends to policyholders and refunds to members ...........................................................................

Net gain from operations after dividends to policyholders, refunds to members and before federal income taxes (Line 29 minus Line 30) ...............................................................................................

Federal and foreign income taxes incurred (excluding tax on capital gains) .......................................

Net gain from operations after dividends to policyholders, refunds to members and federal income taxes and before realized capital gains or (losses) (Line 31 minus Line 32) .....................................

Net realized capital gains (losses) (excluding gains (losses) transferred to the IMR) less capital gains tax of $ ........................ (4,979) (excluding taxes of $ 4,979

transferred to the IMR) .........................................................................................................................

Net income (Line 33 plus Line 34) .......................................................................................................

CAPITAL AND SURPLUS ACCOUNT

Capital and surplus, December 31, prior year ......................................................................................

Net income (Line 35) ............................................................................................................................

Change in net unrealized capital gains (losses) less capital gains tax of $ 0

Change in net unrealized foreign exchange capital gain (loss) ............................................................

Change in net deferred income tax ......................................................................................................

Change in nonadmitted assets ............................................................................................................

Change in liability for reinsurance in unauthorized and certified companies .......................................

Change in reserve on account of change in valuation basis, (increase) or decrease ..........................

Change in asset valuation reserve .......................................................................................................

Change in treasury stock .....................................................................................................................

Surplus (contributed to) withdrawn from Separate Accounts during period .........................................

Other changes in surplus in Separate Accounts Statement ................................................................

Change in surplus notes ......................................................................................................................

Cumulative effect of changes in accounting principles ........................................................................

Capital changes:

Paid in ..........................................................................................................................................

Transferred from surplus (Stock Dividend) ..................................................................................

Transferred to surplus ..................................................................................................................

Surplus adjustment:

Paid in ..........................................................................................................................................

Transferred to capital (Stock Dividend) ........................................................................................

Transferred from capital ...............................................................................................................

Change in surplus as a result of reinsurance ...............................................................................

Dividends to stockholders ....................................................................................................................

Aggregate write-ins for gains and losses in surplus .............................................................................

Net change in capital and surplus for the year (Lines 37 through 53) ..................................................

Capital and surplus, as of statement date (Lines 36 + 54)

Current Year To Date

Prior Year To Date

Prior Year Ended December 31

. (687,386)

. 0

. 6,120,436

. (136,718)

. 0

. 394,042

. 0

. (2,473,190)

. 0

. 5,554,919

. (168,697)

. 0

. 369,160

. 0

257

. (1,699,802)

. 0

. 26,281,771

. (674,788)

. 0

. 2,150,152

. 0

31,118

5,690,374

3,282,449

26,088,451

. 1,633,382

. 633,584

. 0

. 17,291

. 0

. 3,301,360

. 0

. (52,759)

. 0

(4,754,815)

. 2,760,579

. 468,077

. 0

. 15,147

. 0

. 736,177

. 0

. 212,543

. 0

(2,648,262)

. 24,140,600

. 468,076

. 0

. 111,894

. 0

. 2,919,769

. 0

. 344,366

. 0

(11,011,529)

. 778,043

. 122,702

. 0

. 152

. (65,479)

. (12,337)

. 0

2,135

. 1,544,261

. 93,445

. 0

. 285

. (257,368)

. (9,610)

. 0

2,089

. 16,973,176

. 1,516,202

. 0

. 21,170

. (101,681)

. (14,634)

. 0

825,216

1,373,102

18,394,233

. 4,865,158

. 1,909,347

. 7,694,218

. 4,865,158

217,480

. 1,909,347

. 7,694,218

. 4,647,678

4,979

. 1,909,347

. 7,694,218

(608,886)

4,652,657

1,909,347

7,085,332

154,342,688

145,261,391

. 4,652,657

. 0

. (838,263)

. 691,684

. 0

. (74,764)

. 0

. 1,909,347

. 0

. (501,142)

. 3,064,185

. 0

. (82,668)

. 0

. 7,085,332

. 0

. (1,694,645)

. 3,974,235

. 0

. (283,625)

. 0

4,431,314

4,389,722

9,081,297

158,774,002

149,651,113

154,342,688

DETAILS OF WRITE-INS

Sundry receipts and adjustments .......................................................................................................

............................................................................................................................................................

..............................................................................................................................................................

08.398. Summary of remaining write-ins for Line 8.3 from overflow page ........................................................

08.399. Totals (Lines 08.301 through 08.303 plus 08.398) (Line 8.3 above)

. 0

....................................

. 0

. 257

. 0

....................................

. 0

257

. 31,118

. 0

....................................

. 0

31,118

2701. Sundry disbursements and adjustments ...............................................................................................

2702. ..............................................................................................................................................................

2703. ..............................................................................................................................................................

2798. Summary of remaining write-ins for Line 27 from overflow page ......................................................... 2799. Totals (Lines 2701 through 2703 plus 2798)(Line 27 above)

. 2,135

....................................

. 0

2,135

. 2,089

....................................

. 0

2,089

. 0

....................................

. 0

5301. ............................................................................................................................................................

5302. ..............................................................................................................................................................

5303. ..............................................................................................................................................................

5398. Summary of remaining write-ins for Line 53 from overflow page ......................................................... 5399. Totals (Lines 5301 through 5303 plus 5398)(Line 53 above)

. 0

....................................

. 0

....................................

. 0

....................................

. 0

Cash from Operations

Premiums collected net of reinsurance ...............................................................................................

Net investment income ........................................................................................................................

Miscellaneous income .........................................................................................................................

Total (Lines 1 to 3) ..............................................................................................................................

Benefit and loss related payments ......................................................................................................

Net transfers to Separate Accounts, Segregated Accounts and Protected Cell Accounts .................

Commissions, expenses paid and aggregate write-ins for deductions ...............................................

Dividends paid to policyholders ...........................................................................................................

Federal and foreign income taxes paid (recovered) net of $ .................................0 tax on capital gains (losses) ...................................................................................................................................

Total (Lines 5 through 9) ....................................................................................................................

Net cash from operations (Line 4 minus Line 10) ...............................................................................

Cash from Investments

Proceeds from investments sold, matured or repaid:

Bonds .........................................................................................................................................

Stocks .........................................................................................................................................

Mortgage loans ...........................................................................................................................

Real estate .................................................................................................................................

Other invested assets .................................................................................................................

Net gains or (losses) on cash, cash equivalents and short-term investments ...........................

Miscellaneous proceeds .............................................................................................................

Total investment proceeds (Lines 12.1 to 12.7) .........................................................................

Cost of investments acquired (long-term only):

Bonds .........................................................................................................................................

Stocks .........................................................................................................................................

Mortgage loans ...........................................................................................................................

Real estate .................................................................................................................................

Other invested assets .................................................................................................................

Miscellaneous applications .........................................................................................................

Total investments acquired (Lines 13.1 to 13.6) ........................................................................

Net increase/(decrease) in contract loans and premium notes ..........................................................

Net cash from investments (Line 12.8 minus Line 13.7 and Line 14) ................................................

Cash from Financing and Miscellaneous Sources

Cash provided (applied):

Surplus notes, capital notes .......................................................................................................

Capital and paid in surplus, less treasury stock .........................................................................

Borrowed funds ..........................................................................................................................

Net deposits on deposit-type contracts and other insurance liabilities .......................................

Dividends to stockholders ..........................................................................................................

Other cash provided (applied) ....................................................................................................

Net cash from financing and miscellaneous sources (Line 16.1 through Line 16.4 minus Line 16.5 plus Line 16.6) ..................................................................................................................................

RECONCILIATION OF CASH, CASH EQUIVALENTS AND SHORT-TERM INVESTMENTS

Net change in cash, cash equivalents and short-term investments (Line 11, plus Lines 15 and 17) .

Cash, cash equivalents and short-term investments:

Beginning of year ........................................................................................................................

End of period (Line 18 plus Line 19.1)

Current Year To Date

Prior Year To Date

Prior Year Ended December 31

. 386,811

. 2,855,226

394,042

. (5,147,442)

. 3,502,063

369,417

. (1,113,928)

. 26,360,484

2,181,270

3,636,079

(1,275,962)

27,427,826

. (9,654,506)

. 0

. 370,533

. 0

. (322,491)

. 0

. 191,975

. 0

. 33,658,663

. 0

. 1,581,977

. 0

(9,283,973)

(130,516)

35,240,640

12,920,052

(1,145,446)

(7,812,814)

. 2,785,216

. 0

. 2,167,550

. 0

. 14,875,283

. 0

. 2,785,216

. 6,388,196

. 0

. 2,167,550

. 7,607,664

. 0

. 14,875,283

. 21,910,872

. 0

6,388,196

7,607,664

21,910,872

10,306,935

(925,366)

(20,355,119)

(13,909,915)

(4,514,749)

13,319,530

. 0

(18,632,292)

. 0

(23,832,080)

. 0

(5,815,684)

(18,632,292)

(23,832,080)

(5,815,684)

. (19,622,155)

. 34,226,277

14,604,122

. (29,492,275)

. 34,535,245

5,042,970

. (308,968)

. 34,535,245

34,226,277

Note: Supplemental disclosures of cash flow information for non-cash transactions:

20.0001. Non-Cash Transactions for Bonds acquired/proceeds ..................................................................

. 0

DIRECT PREMIUMS AND DEPOSIT-TYPE CONTRACTS

Current Year To Date

Prior Year To Date

Prior Year Ended December 31

1. Individual life ........................................................................................................................................

. 1,533,781

. 1,168,064

. 18,952,527

2. Group life ..............................................................................................................................................

. 0

3. Individual annuities ...............................................................................................................................

. 0

4. Group annuities ....................................................................................................................................

. 0

5. Accident & health .................................................................................................................................

. 0

6. Fraternal ...............................................................................................................................................

. 0

7. Other lines of business ........................................................................................................................

. 0

8. Subtotal (Lines 1 through 7) .................................................................................................................

. 1,533,781

. 1,168,064

. 18,952,527

9. Deposit-type contracts .........................................................................................................................

. 0

10. Total (Lines 8 and 9)

1,533,781

1,168,064

18,952,527

Summary of Significant Accounting Policies

Accounting Practices

The accompanying financial statements of Equitable Financial Life and Annuity Company ("the Company") have been have been prepared in conformity with accounting practices and procedures of the National Association of Insurance Commissioners as prescribed or permitted by the Division of Insurance of the State of Colorado ("SAP")

The Colorado State Insurance Department recognizes only Statutory Accounting Practices prescribed or permitted by the State of Colorado for determining and reporting the financial condition and results of operations of an insurance company, in order to determine its solvency under the Colorado State Insurance Laws. The National Association of Insurance Commissioners' ("NAIC") Accounting Practices and Procedures manual ("NAIC SAP"), has been adopted as a component of prescribed or permitted practices by the State of Colorado.

There are no differences in Net income and Capital and Surplus between NAIC SAP and SAP for the Company. See table below:

SSAP #

F/S Page

F/S Line #

March 31,

2025

December 31,

2024

NET INCOME

(1) EQUITABLE FINANCIAL LIFE AND ANNUITY COMPANY

state basis (Page 4, Line 35, Columns 1 & 3)

XXX

$ 4,652,657

$ 7,085,332

(2) State Prescribed Practices that increase/decrease NAIC SAP

(3) State Permitted Practices that increase/decrease NAIC SAP

(4) NAIC SAP (1 - 2 - 3 = 4)

XXX

$ 4,652,657

$ 7,085,332

SURPLUS

(5) EQUITABLE FINANCIAL LIFE AND ANNUITY COMPANY

state basis (Page 3, line 38, Columns 1 & 2)

XXX

$ 158,774,002

$ 154,342,688

(6) State Prescribed Practices that increase/decrease NAIC SAP

(7) State Permitted Practices that increase/decrease NAIC SAP

(8) NAIC SAP (5 - 6 - 7 = 8)

XXX

$ 158,774,002

$ 154,342,688

Use of Estimates in Preparation of the Financial Statements

No significant change.

Accounting Policy

(2) No significant change

(6) Loan-backed securities are stated at either amortized cost or the lower of amortized cost or fair value. Prepayment assumptions for loan-backed bonds and structured securities were obtained from broker-dealer survey values or internal estimates. These assumptions are consistent with the current interest rate and economic environment. The retrospective adjustment method is predominately used for securities; the prospective adjustment method was used for issues in default and issues that have a variable interest rate.

Going Concern

No significant change.

Accounting Changes and Corrections of Errors

Corrections of Errors - NONE

Accounting changes

Effective January 1, 2025 the Company adopted revisions to SSAP 26 - Bonds to incorporate their principles-based bond definition project's (PBBD) concepts on what should be reported as a long-term bond. In accordance with the transition guidance specifically for PBBD, this is not a change in accounting principle. Refer to Note 21C - Other Items - Other Disclosures for additional details.

Business Combinations and Goodwill

No significant change.

Discontinued Operations

No significant change.

Investments

A-C No significant change.

Loan-Backed Securities

Prepayment assumptions for loan-backed bonds and structured securities were obtained from broker-dealer survey values or internal estimates. These assumptions are consistent with the current interest rate and economic environment. The retrospective adjustment method is used to value all securities except issues in default; the prospective adjustment method was used to value issues in default and issues that have a variable interest rate.

and (3) There were no loan-backed securities with a recognized other than temporary impairment as of March 31, 2025.

All impaired (fair value is less than cost or amortized cost) loan-backed securities for which an other-than-temporary-impairment has not been recognized in earnings as a realized loss (including securities with a recognized other-than-temporary impairment for non-interest related declines when a non-recognized interest related impairment remains) as of 03/31/2025:

The aggregate amount of unrealized losses:

The aggregate related fair value of securities with unrealized losses:

Less than 12 Months $ 0

12 Months or Longer $ 104,748

Less than 12 Months $ 0

12 Months or Longer $ 1,374,261

The aggregate unrealized losses include $0 of valuation allowance already recognized through surplus.

The Company's management, with the assistance of its investment advisors, monitors the investment performance of its portfolio. This review process culminates with a quarterly review of certain assets by Equitable Holdings, Inc. Investments Under Surveillance Committee that evaluates whether any investments are other than temporarily impaired. The review considers an analysis of individual credit metrics of each issuer as well as industry fundamentals and the outlook for the future. Based on the analysis, a determination is made as to the ability of the issuer to service its debt obligation on an ongoing basis. If this ability is deemed to be impaired, then the appropriate provisions are taken.

Dollar Repurchase Agreements and/or Security Lending Transactions - NONE

Repurchase Agreements Transactions Accounting for as Secured Borrowing - NONE

Reverse Repurchase Agreements Transactions Accounting for as Secured Borrowing - NONE

Repurchase Agreements Transactions Accounted for as a sale - NONE

Reverse Repurchase Agreements Transactions Accounted for as a sale - NONE

Real Estate - NONE

Low income housing tax credit ("LIHTC") - NONE

Restricted Assets

No significant change

Working Capital Finance Investment - NONE

Offsetting and Netting of Assets and Liabilities - NONE

5GI Securities - NONE

Short Sales - NONE

Prepayment Penalty and Acceleration

General Account

(1) Number of CUSIPs

(2) Aggregate Amount of Investment Income

Reporting Entity's Share of Cash Pool by Asset Type

Asset Type

Percent Share

(1)

Cash

- %

(2)

Cash Equivalents

- %

(3)

Short-Term Investments

- %

(4)

Total

- %

Joint Ventures, Partnerships and Limited Liability Companies

No significant change.

Investment Income

No significant change.

Derivative Instruments

No significant change.

Income Taxes

Consideration of the Inflation Reduction Act (Act) for First Quarter 2025 Financial Statements:

The Inflation Reduction Act (Act) was enacted on August 16, 2022 and included a new corporate alternative minimum tax (CAMT). The Act and CAMT go into effect for tax years beginning after 2022.

The Company is included in a consolidated federal income tax return together with its ultimate domestic parent, Equitable Holdings, Inc. ("EQH"). EQH has determined that it is an applicable corporation for CAMT in 2025.

EQH has determined that it does not expect to be liable for CAMT in first quarter 2025.

Information Concerning Parent, Subsidiaries, Affiliates and Other Related Parties

No significant change

Debt

No significant change.

B. Federal Home Loan Bank ("FHLB") The Company has no FHLB agreement.

Retirement Plans, Deferred Compensation, Post employment Benefits and Compensated Absences and Other Postretirement Benefit Plans - NONE

Capital and Surplus, Dividend Restrictions and Quasi-Reorganizations

No significant change

Contingencies

F. No significant change.

Leases

No significant change.

Information about Financial Instruments with Off-Balance Sheet Risk and Financial Instruments with Concentrations of Credit Risk

No significant change.

Sale, Transfer and Servicing of Financial Assets and Extinguishments of Liabilities

No significant change.

The Company had no transfer of financial assets.

The Company had no wash sales.

Gain or Loss to the Reporting Entity from Uninsured Plans and the Uninsured Portion of Partially Insured Plans

No significant change.

Direct Premium Written/Produced by Managing General Agents/Third Party Administrators

No significant change.

Fair Value Measurement

The Company has no invested assets that were required to be reported at fair value as of March 31, 2025.

None

Aggregate Fair Value of all Financial Instruments:

The following table discloses carrying value and estimated fair value (defined within the fair value hierarchy) as of March 31, 2025 for financial instruments:

Type of Financial Instrument

Aggregate Fair Value

Admitted Assets

(Level 1)

(Level 2)

(Level 3)

Not Practicable (Carrying Value)

Bonds:

Issuer Credit Obligations (D-1.1)

$ 284,838,658

$ 298,281,786

$ 0

$ 284,838,658

Asset-Backed Securities (D-1.2)

$ 1,490,302

$ 1,590,748

$ 0

$ 1,490,302

Total Bonds

$ 286,328,960

$ 299,872,534

$ 0

$ 286,328,960

$ 0

Preferred Stock

Common Stock

Mortgage Loans on Real Estate

Policy Loans

$ 214,971,570

$ 204,929,694

$ 0

$ 214,971,570

$ 0

Other Invested Assets

Derivatives

Separate Accounts

Policyholders liabilities:

Investment contracts

None

Other Items

A,B, D-I.

No significant change.

C. Other Disclosures

In accordance with adoption of the revision to SSAP 26 - Bonds, effective January 1, 2025, the Company had no impacted investments to reclassify from Schedule D.

Reporting Net Negative (Disallowed) Interest Maintenance Reserve (IMR)

Net Negative (disallowed) IMR

Insulated Non-Insulated

General Separate Separate

Total Account Account Account

$ 1,990,300 $ 1,990,300 $ - $ -

Negative (disallowed) IMR admitted

Insulated Non-Insulated

General Separate Separate

Total Account Account Account

$1,990,300 $ 1,990,300 $ - $ -

Calculated adjusted capital and surplus

Total

Prior Period General Account Capital & Surplus...................

$ 154,342,688

From Prior Period SAP Financials

$ -

Net Positive Goodwill (admitted).......................................…

$ -

EDP Equipment & Operating system Software (admitted)....

$ -

Net DTAs (admitted)..............................................................

$ 2,865,668

Net Negative (disallowed) IMR (admitted)............................

$ 2,145,750

Adjusted Capital & Surplus....................................................

$ 149,331,270

Percentage of adjusted capital and surplus

Total

Percentage of Total Net Negative (disallowed) IMR admitted in General Account or recognized in Separate

account to adjusted capital and surplus. 1.3 %

Allocated gains/losses to IMR from derivatives

Gains Losses

Unamortized Fair Value Derivative Gains & Losses

Realized to IMR - Prior Period............................................... $ - $ -

Fair Value Derivative Gains & Losses Realized to IMR -

Added in Current Period......................................................... $ - $ -

Fair Value Derivative Gains & Losses Amortized Over

Current Period........................................................................ $ - $ -

Unamortized Fair Value Derivative Gains & Losses

Realized to IMR - Current Period Total................................ $ - $ -

The Company attests to the following statements:

Fixed income investments generating IMR losses comply with the Company's documented investment or liability management policies.

IMR losses for fixed income related derivatives - Not applicable

Any deviation to 13.c.i is because of a temporary and transitory timing issue or related to a specific event.

Asset sales that were generating admitted negative IMR were not compelled by liquidity pressures.

Events Subsequent -

RGA Reinsurance Transaction

On February 23, 2025, the Company, as well as affiliates, Equitable Financial Life Insurance Company ("EFLIC") and Equitable Financial Life Insurance Company of America ("EFLOA") entered into a master transaction agreement ("MTA") with Reinsurance Group of America ("RGA") pursuant to which, at closing and subject to the terms and conditions set forth in the MTA, RGA would enter into a separate reinsurance agreement pursuant to which the Company will cede to RGA a 75% quota share of its in-force individual life insurance block. The transaction is expected to close in mid-2025.

Reinsurance

No significant change.

Retrospectively Rated Contracts and Contracts Subject to Re-determination - NONE

Change in Incurred Losses and Loss Adjustment Expenses

N/A

Inter-company Pooling Arrangements

No significant change.

Structured Settlements

No significant change.

Health Care Receivables

No significant change.

Participating Policies

No significant change.

Premium Deficiency Reserves

No significant change.

Reserves for Life Contracts and deposits-Type Contracts

No significant change.

Analysis of Annuity Actuarial Reserves and Deposit Type Liabilities by Withdrawal Characteristics

No significant change.

Analysis of Life Actuarial Reserves by Withdrawal Characteristics

No significant change.

Premiums and Annuity Considerations Deferred and Uncollected

No significant change.

Separate Accounts

No significant change.

Loss/Claim Adjustment Expenses

No significant change.

PART 1 - COMMON INTERROGATORIES GENERAL

Did the reporting entity experience any material transactions requiring the filing of Disclosure of Material Transactions with the State of

Domicile, as required by the Model Act? ................................................................................................................................................................. Yes [ ] No [ X ]

If yes, has the report been filed with the domiciliary state? ..................................................................................................................................... Yes [ ] No [ ]

Has any change been made during the year of this statement in the charter, by-laws, articles of incorporation, or deed of settlement of the

reporting entity? ....................................................................................................................................................................................................... Yes [ ] No [ X ]

If yes, date of change: .............................................................................................................................................................................................

Is the reporting entity a member of an Insurance Holding Company System consisting of two or more affiliated persons, one or more of which

is an insurer? ........................................................................................................................................................................................................... Yes [ X ] No [ ]

If yes, complete Schedule Y, Parts 1 and 1A.

Have there been any substantial changes in the organizational chart since the prior quarter end? ....................................................................... Yes [ ] No [ X ]

If the response to 3.2 is yes, provide a brief description of those changes.

................................................................................................................................................................................................................................

Is the reporting entity publicly traded or a member of a publicly traded group? ...................................................................................................... Yes [ X ] No [ ]

If the response to 3.4 is yes, provide the CIK (Central Index Key) code issued by the SEC for the entity/group. 0001333986

Has the reporting entity been a party to a merger or consolidation during the period covered by this statement? ................................................. Yes [ ] No [ X ]

If yes, provide the name of the entity, NAIC Company Code, and state of domicile (use two letter state abbreviation) for any entity that has ceased to exist as a result of the merger or consolidation.

Name of Entity

NAIC Company Code

State of Domicile

If the reporting entity is subject to a management agreement, including third-party administrator(s), managing general agent(s), attorney-

in-fact, or similar agreement, have there been any significant changes regarding the terms of the agreement or principals involved? ......... Yes [ ] No [ X ] N/A [ ]

If yes, attach an explanation.

State as of what date the latest financial examination of the reporting entity was made or is being made. 12/31/2020

State the as of date that the latest financial examination report became available from either the state of domicile or the reporting entity. This

date should be the date of the examined balance sheet and not the date the report was completed or released. 12/31/2020

State as of what date the latest financial examination report became available to other states or the public from either the state of domicile or the reporting entity. This is the release date or completion date of the examination report and not the date of the examination (balance sheet

date). 08/22/2022

By what department or departments?

Division of Insurance of the State of Colorado .......................................................................................................................................................

Have all financial statement adjustments within the latest financial examination report been accounted for in a subsequent financial

statement filed with Departments? ................................................................................................................................................................... Yes [ ] No [ ] N/A [ X ]

Have all of the recommendations within the latest financial examination report been complied with? ............................................................ Yes [ ] No [ ] N/A [ X ]

Has this reporting entity had any Certificates of Authority, licenses or registrations (including corporate registration, if applicable) suspended or

revoked by any governmental entity during the reporting period? ........................................................................................................................... Yes [ ] No [ X ]

If yes, give full information:

Is the company a subsidiary of a bank holding company regulated by the Federal Reserve Board? ..................................................................... Yes [ ] No [ X ]

If response to 8.1 is yes, please identify the name of the bank holding company.

Is the company affiliated with one or more banks, thrifts or securities firms? ......................................................................................................... Yes [ X ] No [ ]

If response to 8.3 is yes, please provide below the names and location (city and state of the main office) of any affiliates regulated by a federal regulatory services agency [i.e. the Federal Reserve Board (FRB), the Office of the Comptroller of the Currency (OCC), the Federal Deposit Insurance Corporation (FDIC) and the Securities Exchange Commission (SEC)] and identify the affiliate's primary federal regulator.

Affiliate Name

Location (City, State)

FRB

OCC

FDIC

SEC

AllianceBernstein Investments, Inc. .............................................

New York, NY ........................................................

............

... YES....

AllianceBernstein Corporation .......................................................

Nashville TN ........................................................

............

... YES....

AllianceBernstein Holding LP .........................................................

Nashville TN ........................................................

............

... YES....

AllianceBernstein LP .......................................................................

Nashville TN ........................................................

............

... YES....

Sanford C. Bernstein & Co. LLC ......................................................

New York, NY ........................................................

............

... YES....

Equitable Advisors, LLC ..................................................................

New York, NY ........................................................

............

... YES....

Equitable Distributors, LLC ...........................................................

New York, NY ........................................................

............

... YES....

Equitable Financial Life Insurance Company .................................

New York, NY ........................................................

............

... YES....

Equitable Investment Management Group, LLC .................................

New York, NY ........................................................

............

... YES....

AB Private Credit Investors LLC ....................................................

New York, NY ........................................................

............

... YES....

AB Custom Alternative Solutions LLC .............................................

New York, NY ........................................................

............

... YES....

Equitable Holdings, Inc. ................................................................

New York, NY ........................................................

............

... YES....

Equitable Financial Life Insurance Company of America ..............

New York, NY ........................................................

............

... YES....

AB Broadly Syndicated Loan Manager LLC ........................................

Nashville TN ........................................................

............

... YES....

AB CarVal Investors, LP ..................................................................

Minneapolis, MN ...................................................

............

... YES....

AllianceBernstein Investor Services, Inc. ...................................

San Antonio, TX ...................................................

............

... YES....

Are the senior officers (principal executive officer, principal financial officer, principal accounting officer or controller, or persons performing

similar functions) of the reporting entity subject to a code of ethics, which includes the following standards? ....................................................... Yes [ X ] No [ ]

Honest and ethical conduct, including the ethical handling of actual or apparent conflicts of interest between personal and professional relationships;

Full, fair, accurate, timely and understandable disclosure in the periodic reports required to be filed by the reporting entity;

Compliance with applicable governmental laws, rules and regulations;

The prompt internal reporting of violations to an appropriate person or persons identified in the code; and

Accountability for adherence to the code.

9.11 If the response to 9.1 is No, please explain:

Has the code of ethics for senior managers been amended? ................................................................................................................................. Yes [ ] No [ X ]

9.21 If the response to 9.2 is Yes, provide information related to amendment(s).

Have any provisions of the code of ethics been waived for any of the specified officers? ...................................................................................... Yes [ ] No [ X ]

9.31 If the response to 9.3 is Yes, provide the nature of any waiver(s).

FINANCIAL

Does the reporting entity report any amounts due from parent, subsidiaries or affiliates on Page 2 of this statement? ......................................... Yes [ X ] No [ ]

If yes, indicate any amounts receivable from parent included in the Page 2 amount: ...........................................................................................$ 0

INVESTMENT

Were any of the stocks, bonds, or other assets of the reporting entity loaned, placed under option agreement, or otherwise made available for

use by another person? (Exclude securities under securities lending agreements.) .............................................................................................. Yes [ X ] No [ ]

If yes, give full and complete information relating thereto:

Exceptions are listed in Schedule of Special Deposits ...........................................................................................................................................

Amount of real estate and mortgages held in other invested assets in Schedule BA: ..........................................................................................$ 0

Amount of real estate and mortgages held in short-term investments: ................................................................................................................. $ 0

Does the reporting entity have any investments in parent, subsidiaries and affiliates? .......................................................................................... Yes [ ] No [ X ]

If yes, please complete the following:

Prior Year-End Book/Adjusted

Carrying Value

Current Quarter Book/Adjusted

Carrying Value

Bonds ............................................................................................................................................................................ $ .................................0 $ 0

Preferred Stock ..............................................................................................................................................................$ .................................0 $ 0

Common Stock ..............................................................................................................................................................$ .................................0 $ 0

Short-Term Investments ................................................................................................................................................ $ .................................0 $ 0

Mortgage Loans on Real Estate .................................................................................................................................... $ .................................0 $ 0

All Other .........................................................................................................................................................................$ .................................0 $ 0

Total Investment in Parent, Subsidiaries and Affiliates (Subtotal Lines 14.21 to 14.26) ............................................... $ .................................0 $ 0

Total Investment in Parent included in Lines 14.21 to 14.26 above ..............................................................................$ .................................0 $ 0

Has the reporting entity entered into any hedging transactions reported on Schedule DB? .................................................................................. Yes [ ] No [ X ]

If yes, has a comprehensive description of the hedging program been made available to the domiciliary state? ......................................... Yes [ ] No [ X ] N/A [ ]

If no, attach a description with this statement.

For the reporting entity's security lending program, state the amount of the following as of the current statement date:

Total fair value of reinvested collateral assets reported on Schedule DL, Parts 1 and 2. ...................................................... $ 0

Total book/adjusted carrying value of reinvested collateral assets reported on Schedule DL, Parts 1 and 2 ........................ $ 0

Total payable for securities lending reported on the liability page. ......................................................................................... $ 0

Excluding items in Schedule E - Part 3 - Special Deposits, real estate, mortgage loans and investments held physically in the reporting entity's offices, vaults or safety deposit boxes, were all stocks, bonds and other securities, owned throughout the current year held pursuant to a custodial agreement with a qualified bank or trust company in accordance with Section 1, III - General Examination Considerations, F.

Outsourcing of Critical Functions, Custodial or Safekeeping Agreements of the NAIC Financial Condition Examiners Handbook? ..................... Yes [ X ] No [ ]

For all agreements that comply with the requirements of the NAIC Financial Condition Examiners Handbook, complete the following:

Name of Custodian(s)

Custodian Address

JP MORGAN CHASE BANK ..............................................................................

BANK OF NEW YORK MELLON .........................................................................

AB INVESTOR SERVICES INC ........................................................................

780 Delta Dr Monroe. LA 71203 ................................................................

One Wall Street, New York, NY 10286 ......................................................

8000I H 10 W 13Th Fl, San Antonio, TX 78230 ........................................

For all agreements that do not comply with the requirements of the NAIC Financial Condition Examiners Handbook, provide the name, location and a complete explanation:

Name(s)

Location(s)

Complete Explanation(s)

Have there been any changes, including name changes, in the custodian(s) identified in 17.1 during the current quarter? .............................. Yes [ ] No [ X ]

If yes, give full information relating thereto:

Old Custodian

New Custodian

Date of Change

Reason

Investment management - Identify all investment advisors, investment managers, broker/dealers, including individuals that have the authority to make investment decisions on behalf of the reporting entity. This includes both primary and sub-advisors. For assets that are managed internally by employees of the reporting entity, note as such. ["…that have access to the investment accounts"; "…handle securities"]

Name of Firm or Individual

Affiliation

Alliance Bernstein, LP ....................................................................................

............................................................................................................................

A..................

.....................

17.5097 For those firms/individuals listed in the table for Question 17.5, do any firms/individuals unaffiliated with the reporting entity (i.e.

designated with a "U") manage more than 10% of the reporting entity's invested assets?........................................................................ Yes [ ] No [ X ]

17.5098 For firms/individuals unaffiliated with the reporting entity (i.e. designated with a "U") listed in the table for Question 17.5, does the

total assets under management aggregate to more than 50% of the reporting entity's invested assets?................................................. Yes [ ] No [ X ]

For those firms or individuals listed in the table for 17.5 with an affiliation code of "A" (affiliated) or "U" (unaffiliated), provide the information for the table below.

Central Registration Depository Number

Name of Firm or Individual

Legal Entity Identifier (LEI)

Registered With

Investment Management Agreement (IMA) Filed

108477 ....................

.................................

Alliance Bernstein, LP .............................................................

......................................................................................................

0JK55UGWSWNF3X7KLQ85 ........

.............................................

SEC ........................................

...............................................

DS................

.....................

Have all the filing requirements of the Purposes and Procedures Manual of the NAIC Investment Analysis Office been followed? ..................... Yes [ X ] No [ ]

If no, list exceptions:

By self-designating 5GI securities, the reporting entity is certifying the following elements for each self-designated 5GI security:

Documentation necessary to permit a full credit analysis of the security does not exist or an NAIC CRP credit rating for an FE or PL security is not available.

Issuer or obligor is current on all contracted interest and principal payments.

The insurer has an actual expectation of ultimate payment of all contracted interest and principal.

Has the reporting entity self-designated 5GI securities? ......................................................................................................................................... Yes [ ] No [ X ]

By self-designating PLGI securities, the reporting entity is certifying the following elements of each self-designated PLGI security:

The security was purchased prior to January 1, 2018.

The reporting entity is holding capital commensurate with the NAIC Designation reported for the security.

The NAIC Designation was derived from the credit rating assigned by an NAIC CRP in its legal capacity as a NRSRO which is shown on a current private letter rating held by the insurer and available for examination by state insurance regulators.

The reporting entity is not permitted to share this credit rating of the PL security with the SVO.

Has the reporting entity self-designated PLGI securities? ...................................................................................................................................... Yes [ ] No [ X ]

By assigning FE to a Schedule BA non-registered private fund, the reporting entity is certifying the following elements of each self-designated FE fund:

The shares were purchased prior to January 1, 2019.

The reporting entity is holding capital commensurate with the NAIC Designation reported for the security.

The security had a public credit rating(s) with annual surveillance assigned by an NAIC CRP in its legal capacity as an NRSRO prior to January 1, 2019.

The fund only or predominantly holds bonds in its portfolio.

The current reported NAIC Designation was derived from the public credit rating(s) with annual surveillance assigned by an NAIC CRP in its legal capacity as an NRSRO.

The public credit rating(s) with annual surveillance assigned by an NAIC CRP has not lapsed.

Has the reporting entity assigned FE to Schedule BA non-registered private funds that complied with the above criteria? .................................. Yes [ ] No [ X ]

PART 2 - LIFE AND ACCIDENT AND HEALTH COMPANIES/FRATERNAL BENEFIT SOCIETIES

Life and Accident Health Companies/Fraternal Benefit Societies:

Report the statement value of mortgage loans at the end of this reporting period for the following categories: 1

Amount

Long-Term Mortgages In Good Standing

Farm Mortgages ......................................................................................................................................................................$ 0

Residential Mortgages ............................................................................................................................................................ $ 0

Commercial Mortgages ...........................................................................................................................................................$ 0

Total Mortgages in Good Standing $ 0

Long-Term Mortgages In Good Standing with Restructured Terms

1.21 Total Mortgages in Good Standing with Restructured Terms. $ 0

Long-Term Mortgage Loans Upon which Interest is Overdue more than Three Months

Farm Mortgages ......................................................................................................................................................................$ 0

Residential Mortgages ............................................................................................................................................................ $ 0

Commercial Mortgages ...........................................................................................................................................................$ 0

Total Mortgages with Interest Overdue more than Three Months $ 0

Long-Term Mortgage Loans in Process of Foreclosure

Farm Mortgages ......................................................................................................................................................................$ 0

Residential Mortgages ............................................................................................................................................................ $ 0

Commercial Mortgages ...........................................................................................................................................................$ 0

Total Mortgages in Process of Foreclosure ............................................................................................................................ $ 0

Total Mortgage Loans (Lines 1.14 + 1.21 + 1.34 + 1.44) (Page 2, Column 3, Lines 3.1 + 3.2) $ 0

Long-Term Mortgages Foreclosed, Properties Transferred to Real Estate in Current Quarter

Farm Mortgages ......................................................................................................................................................................$ 0

Residential Mortgages ............................................................................................................................................................ $ 0

Commercial Mortgages ...........................................................................................................................................................$ 0

Total Mortgages Foreclosed and Transferred to Real Estate $ 0

Operating Percentages:

A&H loss percent 0.000 %

A&H cost containment percent 0.000 %

A&H expense percent excluding cost containment expenses 0.000 %

Do you act as a custodian for health savings accounts? ............................................................................................................................. Yes [ ] No [ X ]

If yes, please provide the amount of custodial funds held as of the reporting date ....................................................................................$ 0

Do you act as an administrator for health savings accounts? ...................................................................................................................... Yes [ ] No [ X ]

If yes, please provide the balance of the funds administered as of the reporting date .............................................................................. $ 0

Is the reporting entity licensed or chartered, registered, qualified, eligible or writing business in at least two states? ................................ Yes [ X ] No [ ]

If no, does the reporting entity assume reinsurance business that covers risks residing in at least one state other than the state of

domicile of the reporting entity? ................................................................................................................................................................... Yes [ ] No [ ]

Fraternal Benefit Societies Only:

In all cases where the reporting entity has assumed accident and health risks from another company, provisions should be made in this statement on account of such reinsurances for reserve equal to that which the original company would have been required to

establish had it retained the risks. Has this been done? .............................................................................................................................. Yes [ ] No [ ] N/A [ X ]

If no, explain:

Does the reporting entity have outstanding assessments in the form of liens against policy benefits that have increased surplus? .......... Yes [ ] No [ X ]

If yes, what is the date(s) of the original lien and the total outstanding balance of liens that remain in surplus?

Date

Outstanding Lien Amount

........................................

......................................................

STATEMENT AS OF MARCH 31, 2025 OF THE EQUITABLE FINANCIAL LIFE AND ANNUITY COMPANY

Showing All New Reinsurance Treaties - Current Year to Date

NAIC

Company Code

Number

Effective Date

Name of Reinsurer

Domiciliary Jurisdiction

Type of Reinsurance Ceded

Type of Business Ceded

Type of Reinsurer

Certified Reinsurer Rating

(1 through 6)

Effective Date of Certified Reinsurer Rating

......... .........

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........... ..........

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STATEMENT AS OF MARCH 31, 2025 OF THE EQUITABLE FINANCIAL LIFE AND ANNUITY COMPANY

Current Year To Date - Allocated by States and Territories

States, Etc.

Active Status (a)

Direct Business Only

Life Contracts

Accident and Health Insurance Premiums, Including Policy,

Membership and Other Fees

Other Considerations

Total Columns

2 Through 5

Deposit-Type Contracts

Life Insurance Premiums

Annuity Considerations

97 Totals (All Business)..............................................

.......... L.........

.......... N.........

.......... L.........

.......... N.........

....... XXX.......

XXX

. 20,451

. 0

. 20,656

. 6,934

. 33,872

. 9,571

. (9,402)

. 249

. 7,848

. 76,878

. 31,800

. 8,404

. 6,737

. 88,808

. 7,688

. 5,671

. 29,851

. 15,795

. 14,136

. 0

. 40,717

. 4,471

. 64,305

. 11,123

. 12,998

. 13,993

. 240

. 29,617

. 8,210

. 2,155

. 75,787

. 10,801

. 237

. 113,418

. 0

. 24,487

. 7,149

. 1,226

. 87,042

. 0

. 27,553

. 18,797

. 66,206

. 40,090

. 4,839

. 0

. 22,092

. (16,157)

. 5,034

. 10,412

. 0

. 404

. 0

. 1,063,193

. 0

. 17,291

. 0

. 1,080,484

. 0

. 1,080,484

. 693,673

386,811

. 0

. 20,451

. 0

. 20,656

. 6,934

. 33,872

. 9,571

. (9,402)

. 249

. 7,848

. 76,878

. 31,800

. 8,404

. 6,737

. 88,808

. 7,688

. 5,671

. 29,851

. 15,795

. 14,136

. 0

. 40,717

. 4,471

. 64,305

. 11,123

. 12,998

. 13,993

. 240

. 29,617

. 8,210

. 2,155

. 75,787

. 10,801

. 237

. 113,418

. 0

. 24,487

. 7,149

. 1,226

. 87,042

. 0

. 27,553

. 18,797

. 66,206

. 40,090

. 4,839

. 0

. 22,092

. (16,157)

. 5,034

. 10,412

. 0

. 404

. 0

. 1,063,193

. 0

. 17,291

. 0

. 1,080,484

. 0

. 1,080,484

. 693,673

386,811

. 0

DETAILS OF WRITE-INS

58001. ...........................................................................

58002. .............................................................................

58003. .............................................................................

58998. Summary of remaining write-ins for Line 58 from overflow page .....................................................

58999. Totals (Lines 58001 through 58003 plus

58998)(Line 58 above)

....... XXX.......

XXX

. 0

............................

. 0

............................

. 0

............................

. 0

............................

. 0

............................

. 0

............................

. 0

9401. .............................................................................

9402. .............................................................................

9403. .............................................................................

9498. Summary of remaining write-ins for Line 94 from overflow page .....................................................

9499. Totals (Lines 9401 through 9403 plus 9498)(Line

94 above)

....... XXX.......

XXX

............................

. 0

............................

. 0

............................

. 0

............................

. 0

............................

. 0

............................

. 0

Alabama AL

Alaska AK

Arizona AZ

Arkansas AR

California CA

Colorado CO

Connecticut CT

Delaware DE

District of Columbia DC

Florida FL

Georgia GA

Hawaii HI

Idaho ID

Illinois IL

Indiana IN

Iowa IA

Kansas KS

Kentucky KY

Louisiana LA

Maine ME

Maryland MD

Massachusetts MA

Michigan MI

Minnesota MN

Mississippi MS

Missouri MO

Montana MT

Nebraska NE

Nevada NV

New Hampshire NH

New Jersey NJ

New Mexico NM

New York NY

North Carolina NC

North Dakota ND

Ohio OH

Oklahoma OK

Oregon OR

Pennsylvania PA

Rhode Island RI

South Carolina SC

South Dakota SD

Tennessee TN

Texas TX

Utah UT

Vermont VT

Virginia VA

Washington WA

West Virginia WV

Wisconsin WI

Wyoming WY

American Samoa AS

Guam GU

Puerto Rico PR

U.S. Virgin Islands VI

Northern Mariana Islands MP

Canada CAN

Aggregate Other Aliens OT

Subtotal .....................................................

Reporting entity contributions for employee benefits plans...................................................................

Dividends or refunds applied to purchase paid-up additions and annuities........................................

Dividends or refunds applied to shorten endowment or premium paying period....................................

Premium or annuity considerations waived under disability or other contract provisions....................

Aggregate or other amounts not allocable by State..

Totals (Direct Business).........................................

Plus Reinsurance Assumed...................................

Less Reinsurance Ceded.......................................

Totals (All Business) less Reinsurance Ceded

Active Status Counts:

L - Licensed or Chartered - Licensed insurance carrier or domiciled RRG.......................... ......50 4. Q - Qualified - Qualified or accredited reinsurer 0

R - Registered - Non-domiciled RRGs.............................................................................. ....... 0 5. N - None of the above - Not allowed to write business in the state 7

E - Eligible - Reporting entities eligible or approved to write surplus lines in the state 0

SCHEDULE Y - INFORMATION CONCERNING ACTIVITIES OF INSURER MEMBERS OF A HOLDING COMPANY GROUP

PART 1 - ORGANIZATIONAL CHART

Names of Parent, Subsidiaries or Affiliates

Ownership %

Federal ID#

NAIC Code

State of Domicile

Equitable Holdings, Inc

90-0226248

Alpha Units Holdings, Inc.

100.00

83-2796390

AllianceBernstein LP

26.72

13-4064930

AllianceBernstein Corporation

100.00

13-3633538

Alpha Units Holdings II, Inc.

100.00

68-0461436

AllianceBernstein LP

14.20

13-4064930

787 Holdings, LLC

100.00

27-0294443

1285 Holdings, LLC

100.00

46-1106388

AllianceBernstein LP

20.92

13-4064930

Equitable Financial Services, LLC

100.00

52-2197822

CS Life Re Company

100.00

46-5697182

15502

Equitable Financial Investment Management, LLC

100.00

87-1424173

Equitable Investment Management, LLC

100.00

88-2794295

Equitable Distribution Holding Corporation

100.00

13-4078005

Equitable Advisors, LLC

100.00

13-4071393

Equitable Network, LLC

100.00

06-1555494

Penn Investment Advisors, Inc

100.00

38-3802854

PlanConnect, LLC

100.00

27-1540220

EQ AZ Life Re Company

100.00

82-3971925

16234

Equitable Financial Bermuda RE Ltd.

100.00

98-1809871

Equitable Financial Life Insurance Company

100.00

13-5570651

62944

Equitable Investment Management Group, LLC

100.00

27-5373651

EVSA, Inc

100.00

23-2671508

ECA Residentail LLC

100.00

92-0860868

Broad Vista Partners, LLC

70.00

81-3019204

200 East 87th Street Company, LLC

100.00

86-3691523

Westory 14th Street LLC

100.00

99-1043155

EQ European Commercial Real Estate Debt Holdings LLC

100.00

85-3881722

EQ European Commercial Real Estate Debt Holdings GP S.à r.l.

100.00

98-1588168

EQ Holdings, LLC

100.00

22-2766036

Equitable Casualty Insurance Company

100.00

06-1166226

10589

Equitable Distributors, LLC

100.00

52-2233674

JMR Reality services, Inc

100.00

13-3813232

Equitable Structured Settlement Corporation

100.00

22-3492811

Equitable Financial Life and Annuity Company

100.00

13-3198083

62880

Equitable Financial Life Insurance Company of America

100.00

86-0222062

78077

Equitable Financial Investment Management America, LLC

100.00

93-2098229

MONY International Holdings, LLC

100.00

13-3790446

MONY Financial Services, Inc

100.00

11-3722370

Financial Marketing Agency, Inc.

99.00

31-1465146

1740 Advisors, Inc.

100.00

13-2645490

Type

of Control

Control

(Ownership,

Is an

Name of Securities

Relation-

Board,

Owner-

SCA

Exchange

Domi-

ship

Management,

ship

Filing

NAIC

if Publicly Traded

Names of

ciliary

Attorney-in-Fact,

Provide

Re-

Group

Company

Federal

(U.S. or

Parent, Subsidiaries

Loca-

Reporting

Directly Controlled by

Influence,

Percen-

Ultimate Controlling

quired?

Code

Group Name

Code

Number

RSSD

CIK

International)

Or Affiliates

tion

Entity

(Name of Entity/Person)

Other)

tage

Entity(ies)/Person(s)

(Yes/No)

. 4965 ... Equitable Holdings Inc Grp .............. ..... 00000 .... 90-0226248 .. .............. 1333986 ...... New York Stock Exchange . Equitable Holdings, Inc ........................... .. US..... ...... UIP....... Publicly Traded ................................... Ownership...................................... 0.000 .... Publicly Traded .............................. ............. ..... .....

. 0000 ...

.................................................

..... 00000 .... 83-2796390 ..

..............

................

................................

Alpha Units Holdings, Inc. .......................

.. US..... ...... NIA....... Equitable Holdings, Inc ......................... Ownership..................................... 100.000 ... Equitable Holdings, Inc ...................

............. ..... .....

. 0000 ... ................................................. ..... 00000 .... 13-4064930 .. .............. 1109448 ...... New York Stock Exchange . AllianceBernstein LP ............................... .. US..... ...... NIA....... Alpha Units Holdings, Inc. .................... Ownership......................................26.720 .... Equitable Holdings, Inc ................... ............. ..... .....

. 0000 ... ................................................. ..... 00000 .... 13-3633538 .. .............. ................ ................................ AllianceBernstein Corporation ................... .. US..... ...... NIA....... Alpha Units Holdings, Inc. .................... Ownership..................................... 100.000 ... Equitable Holdings, Inc ................... ............. ..... .....

. 0000 ...

.................................................

..... 00000 .... 68-0461436 ..

..............

................

................................

Alpha Units Holdings II, Inc. ...................

.. US..... ...... NIA....... Equitable Holdings, Inc ......................... Ownership..................................... 100.000 ... Equitable Holdings, Inc ...................

............. ..... .....

. 0000 ... ................................................. ..... 00000 .... 13-4064930 .. .............. 1109448 ...... New York Stock Exchange . AllianceBernstein LP ............................... .. US..... ...... NIA....... Alpha Units Holdings II, Inc. ................ Ownership......................................14.200 .... Equitable Holdings, Inc ................... ............. ..... .....

. 0000 ...

.................................................

..... 00000 .... 27-0294443 ..

..............

................

................................

787 Holdings, LLC .................................... .. US..... ...... NIA....... Equitable Holdings, Inc ......................... Ownership..................................... 100.000 ... Equitable Holdings, Inc ...................

............. ..... .....

. 0000 ...

.................................................

..... 00000 .... 46-1106388 ..

..... 00000 .... 13-4064930 ..

..... 00000 .... 52-2197822 ..

..............

................

1109448 ......

1257148 ......

................................

New York Stock Exchange .

................................

1285 Holdings, LLC ..................................

AllianceBernstein LP ...............................

Equitable Financial Services, LLC .............

.. US..... ...... NIA....... Equitable Holdings, Inc ......................... Ownership..................................... 100.000 ... Equitable Holdings, Inc ...................

.. US..... ...... NIA....... Equitable Holdings, Inc ......................... Ownership......................................20.920 .... Equitable Holdings, Inc ...................

.. US..... ...... UDP....... Equitable Holdings, Inc ......................... Ownership..................................... 100.000 ... Equitable Holdings, Inc ...................

............. ..... .....

. 4965 ... Equitable Holdings Inc Grp .............. ..... 15502 .... 46-5697182 ..

..............

................

................................

CS Life Re Company ..................................

Equitable Financial Investment Management,

.. US..... .......IA........ Equitable Financial Services, LLC ........... Ownership..................................... 100.000 ... Equitable Holdings, Inc ...................

............. ..... .....

. 0000 ...

.................................................

..... 00000 .... 87-1424173 ..

..... 00000 .... 88-2794295 ..

..............

................

................................

LLC ....................................................... .. US..... ...... NIA....... Equitable Financial Services, LLC ........... Ownership..................................... 100.000 ... Equitable Holdings, Inc ...................

Equitable Investment Management, LLC .......... .. US..... ...... NIA....... Equitable Financial Services, LLC ........... Ownership..................................... 100.000 ... Equitable Holdings, Inc ...................

............. ..... .....

. 0000 ...

.................................................

..... 00000 .... 13-4078005 ..

..............

................

................................

Equitable Distribution Holding Corporation .

.. US..... ...... NIA....... Equitable Financial Services, LLC ........... Ownership..................................... 100.000 ... Equitable Holdings, Inc ...................

Equitable Distribution Holding Corporation

............. ..... .....

. 0000 ... ................................................. ..... 00000 .... 13-4071393 .. .............. 33179 ......... ................................ Equitable Advisors, LLC ........................... .. US..... ...... NIA....... ......................................................... Ownership..................................... 100.000 ... Equitable Holdings, Inc ................... ............. ..... .....

Equitable Distribution Holding Corporation

. 0000 ...

.................................................

..... 00000 .... 06-1555494 ..

..............

1292309 ......

................................

Equitable Network, LLC ............................. .. US..... ...... NIA....... .........................................................

Equitable Distribution Holding Corporation

Ownership..................................... 100.000 ... Equitable Holdings, Inc ...................

............. ..... .....

. 0000 ...

.................................................

..... 00000 .... 38-3802854 ..

..............

................

................................

Penn Investment Advisors, Inc ...................

.. US..... ...... NIA....... .........................................................

Equitable Distribution Holding Corporation

Ownership..................................... 100.000 ... Equitable Holdings, Inc ...................

............. ..... .....

. 0000 ...

.................................................

..... 00000 .... 27-1540220 ..

..............

................

................................

PlanConnect, LLC ..................................... .. US..... ...... NIA....... .........................................................

Ownership..................................... 100.000 ... Equitable Holdings, Inc ...................

............. ..... .....

. 4965 ... Equitable Holdings Inc Grp .............. ..... 16234 .... 82-3971925 ..

..............

................

................................

EQ AZ Life Re ......................................... .. US..... .......IA........ Equitable Financial Services, LLC ........... Ownership..................................... 100.000 ... Equitable Holdings, Inc ...................

............. ..... .....

. 0000 ...

.................................................

..... 00000 .... 98-1809871 ..

..............

................

................................

Equitable Financial Bermuda RE Ltd. ........... ..BMU..... .......IA........ Equitable Financial Services, LLC ........... Ownership..................................... 100.000 ... Equitable Holdings, Inc ...................

............. ..... .....

. 4965 ... Equitable Holdings Inc Grp .............. ..... 62944 .... 13-5570651 ..

..............

727920 .......

................................

Equitable Financial Life Insurance Company .

.. US..... .......IA........ Equitable Financial Services, LLC ........... Ownership..................................... 100.000 ... Equitable Holdings, Inc ...................

Equitable Financial Life Insurance Company

............. ..... .....

. 0000 ...

.................................................

..... 00000 .... 27-5373651 ..

..... 00000 .... 23-2671508 ..

..............

................

................................

Equitable Investment Management Group, LLC .

EVSA, Inc ..............................................

.. US..... ...... NIA....... .........................................................

Equitable Financial Life Insurance Company

.. US..... ...... NIA....... .........................................................

Equitable Financial Life Insurance Company

Ownership..................................... 100.000 ... Equitable Holdings, Inc ...................

............. ..... .....

. 0000 ...

.................................................

..... 00000 .... 92-0860868 ..

..............

................

................................

ECA Residentail LLC ................................. .. US..... ...... NIA....... .........................................................

Equitable Financial Life Insurance Company

Ownership..................................... 100.000 ... Equitable Holdings, Inc ...................

............. ..... .....

. 0000 ...

.................................................

..... 00000 .... 81-3019204 ..

..... 00000 .... 86-3691523 ..

..... 00000 .... 99-1043155 ..

..... 00000 .... 85-3881722 ..

..... 00000 .... 98-1588168 ..

..... 00000 .... 22-2766036 ..

..............

................

1257149 ......

................................

Broad Vista Partners, LLC ........................

200 East 87th Street Company, LLC .............

Westory 14th Street LLC ...........................

EQ European Commercial Real Estate Debt Holdings LLC ..........................................

EQ European Commercial Real Estate Debt Holdings GP S.à r.l. ...............................

Equitable Holdings, LLC ...........................

.. US..... ...... NIA....... .........................................................

Equitable Financial Life Insurance Company

.. US..... ...... NIA....... .........................................................

Equitable Financial Life Insurance Company

..LUX..... ...... NIA....... .........................................................

Equitable Financial Life Insurance Company

..LUX..... ...... NIA....... .........................................................

Equitable Financial Life Insurance Company

..LUX..... ...... NIA....... .........................................................

Equitable Financial Life Insurance Company

.. US..... ...... NIA....... .........................................................

Ownership......................................70.000 .... Equitable Holdings, Inc ...................

Ownership..................................... 100.000 ... Equitable Holdings, Inc ...................

............. ..... .....

. 4965 ... Equitable Holdings Inc Grp .............. ..... 10589 .... 06-1166226 ..

..............

................

................................

Equitable Casualty Insurance Company .........

.. US..... ...... NIA....... Equitable Holdings, LLC ......................... Ownership..................................... 100.000 ... Equitable Holdings, Inc ...................

............. ..... .....

. 0000 ...

.................................................

..... 00000 .... 52-2233674 ..

..............

858875 .......

................................

Equitable Distributors, LLC ...................... .. US..... ...... NIA....... Equitable Holdings, LLC ......................... Ownership..................................... 100.000 ... Equitable Holdings, Inc ...................

............. ..... .....

. 0000 ...

.................................................

..... 00000 .... 13-3813232 ..

..... 00000 .... 22-3492811 ..

..............

................

................................

JMR Reality services, Inc ........................

Equitable Structured Settlement Corp. ........

.. US..... ...... NIA....... Equitable Holdings, LLC ......................... Ownership..................................... 100.000 ... Equitable Holdings, Inc ...................

............. ..... .....

Group Code

Group Name

NAIC

Company Code

Number

Federal RSSD

CIK

Name of Securities Exchange

if Publicly Traded (U.S. or

International)

Names of Parent, Subsidiaries

Or Affiliates

Domiciliary Location

Relationship

to Reporting Entity

Directly Controlled by (Name of Entity/Person)

Type of Control

(Ownership, Board, Management, Attorney-in-Fact, Influence, Other)

If Control is Ownership Provide Percentage

Ultimate Controlling Entity(ies)/Person(s)

Is an SCA

Filing Required? (Yes/No)

. 4965 ...

. 0000 ...

Equitable Holdings Inc Grp ..............

.................................................

..... 62880 ....

..... 78077 ....

..... 00000 ....

13-3198083 ..

86-0222062 ..

93-2098229 ..

13-3790446 ..

11-3722370 ..

31-1465146 ..

13-2645490 ..

..............

1342913 ......

835357 .......

................

................................

Equitable Financial Life and Annuity Company

............................................................

Equitable Financial Life Insurance Company of America .................................................

Equitable Financial Investment Management America, LLC ..........................................

MONY International Holdings, LLC ...............

MONY Financial Services, Inc ....................

Financial Marketing Agency, Inc. ...............

1740 Advisors, Inc. .................................

.. US.....

.......RE........

.......IA........

...... NIA.......

Equitable Financial Services, LLC ........... Equitable Financial Services, LLC ........... Equitable Financial Services, LLC ...........

Equitable Financial Services, LLC ........... Equitable Financial Services, LLC ........... MONY Financial Services, Inc ..................

MONY Financial Services, Inc ..................

Ownership....................................

. 100.000 ...

..99.000 ....

. 100.000 ...

Equitable Holdings, Inc ...................

.............

..... .....

Asterisk

Explanation

13.1

SUPPLEMENTAL EXHIBITS AND SCHEDULES INTERROGATORIES

The following supplemental reports are required to be filed as part of your statement filing. However, in the event that your company does not transact the type of business for which the special report must be filed, your response of NO to the specific interrogatory will be accepted in lieu of filing a "NONE" report and a bar code will be printed below. If the supplement is required of your company but is not being filed for whatever reason enter SEE EXPLANATION and provide an explanation following the interrogatory questions.

Response

Will the Trusteed Surplus Statement be filed with the state of domicile and the NAIC with this statement? ............................................. NO

Will the Medicare Part D Coverage Supplement be filed with the state of domicile and the NAIC with this statement? ........................... NO

Will the Reasonableness of Assumptions Certification required by Actuarial Guideline XXXV be filed with the state of domicile and

electronically with the NAIC? ...................................................................................................................................................................... NO

Will the Reasonableness and Consistency of Assumptions Certification required by Actuarial Guideline XXXV be filed with the state of

domicile and electronically with the NAIC? ................................................................................................................................................. NO

Will the Reasonableness of Assumptions Certification for Implied Guaranteed Rate Method required by Actuarial Guideline XXXVI be

filed with the state of domicile and electronically with the NAIC? ............................................................................................................... NO

Will the Reasonableness and Consistency of Assumptions Certification required by Actuarial Guideline XXXVI (Updated Average

Market Value) be filed with the state of domicile and electronically with the NAIC? ................................................................................... NO

Will the Reasonableness and Consistency of Assumptions Certification required by Actuarial Guideline XXXVI (Updated Market Value)

be filed with the state of domicile and electronically with the NAIC? .......................................................................................................... NO

Will the Life PBR Statement of Exemption be filed with the state of domicile by July 1st and electronically with the NAIC with the second quarterly filing per the Valuation Manual (by August 15)? (2nd Quarter Only) The response for 1st and 3rd quarters should be N/A. A NO response resulting with a bar code is only appropriate in the 2nd quarter. In the case of an ongoing statement of exemption,

enter "SEE EXPLANATION" and provide as an explanation that the company is utilizing an ongoing statement of exemption. .............. N/A

AUGUST FILING

Will the regulator-only (non-public) Communication of Internal Control Related Matters Noted in Audit be filed with the state of domicile and electronically with the NAIC (as a regulator-only non-public document) by August 1? The response for 1st and 3rd quarters should

be N/A. A NO response resulting with a bar code is only appropriate in the 2nd quarter. .......................................................................... N/A

Explanation:

Bar Code:

Trusteed Surplus Statement [Document Identifier 490]

Medicare Part D Coverage Supplement [Document Identifier 365]

Reasonableness of Assumptions Certification required by Actuarial Guideline XXXV [Document Identifier 445]

Reasonableness and Consistency of Assumptions Certification required by Actuarial Guideline XXXV [Document Identifier 446]

Reasonableness of Assumptions Certification for Implied Guaranteed Rate Method required by Actuarial Guideline XXXVI [Document Identifier 447]

Reasonableness and Consistency of Assumptions Certification required by Actuarial Guideline XXXVI [Document Identifier 448]

Reasonableness and Consistency of Assumptions Certification required by Actuarial Guideline XXXVI (Updated Market Value) [Document Identifier 449]

Real Estate

Year to Date

Prior Year Ended December 31

Book/adjusted carrying value, December 31 of prior year .......................................................................................................

Cost of acquired:

Actual cost at time of acquisition .......................................................................................................................................

Additional investment made after acquisitionN.........................O.............................N...........................E..................................

Current year change in encumbrances ....................................................................................................................................

Total gain (loss) on disposals ..................................................................................................................................................

Deduct amounts received on disposals ...................................................................................................................................

Total foreign exchange change in book/adjusted carrying value .............................................................................................

Deduct current year's other than temporary impairment recognized .......................................................................................

Deduct current year's depreciation ..........................................................................................................................................

Book/adjusted carrying value at the end of current period (Lines 1+2+3+4-5+6-7-8) .............................................................

Deduct total nonadmitted amounts ..........................................................................................................................................

Statement value at end of current period (Line 9 minus Line 10)

....................................

Mortgage Loans

Year to Date

Prior Year Ended December 31

Book value/recorded investment excluding accrued interest, December 31 of prior year .......................................................

Cost of acquired:

Actual cost at time of acquisition .......................................................................................................................................

Additional investment made after acquisition ....................................................................................................................

Capitalized deferred interest and other ....................................................................................................................................

Accrual of discount ............................................N...........................O.............................N............................E...................................

Unrealized valuation increase/(decrease) ................................................................................................................................

Total gain (loss) on disposals ..................................................................................................................................................

Deduct amounts received on disposals ...................................................................................................................................

Deduct amortization of premium and mortgage interest points and commitment fees ............................................................

Total foreign exchange change in book value/recorded investment excluding accrued interest .............................................

Deduct current year's other than temporary impairment recognized .......................................................................................

Book value/recorded investment excluding accrued interest at end of current period (Lines 1+2+3+4+5+6-7-8+9-10) .........

Total valuation allowance .........................................................................................................................................................

Subtotal (Line 11 plus Line 12) ................................................................................................................................................

Deduct total nonadmitted amounts ..........................................................................................................................................

Statement value at end of current period (Line 13 minus Line 14)

....................................

Other Long-Term Invested Assets

Year to Date

Prior Year Ended December 31

Book/adjusted carrying value, December 31 of prior year .......................................................................................................

Cost of acquired:

Actual cost at time of acquisition .......................................................................................................................................

Additional investment made after acquisitionN.........................O.............................N...........................E...................................

Capitalized deferred interest and other ....................................................................................................................................

Accrual of discount ...................................................................................................................................................................

Unrealized valuation increase/(decrease) ................................................................................................................................

Total gain (loss) on disposals ..................................................................................................................................................

Deduct amounts received on disposals ...................................................................................................................................

Deduct amortization of premium, depreciation and proportional amortization .........................................................................

Total foreign exchange change in book/adjusted carrying value .............................................................................................

Deduct current year's other than temporary impairment recognized .......................................................................................

Book/adjusted carrying value at end of current period (Lines 1+2+3+4+5+6-7-8+9-10) .........................................................

Deduct total nonadmitted amounts ..........................................................................................................................................

Statement value at end of current period (Line 11 minus Line 12)

....................................

Bonds and Stocks

Year to Date

Prior Year Ended December 31

Book/adjusted carrying value of bonds and stocks, December 31 of prior year ......................................................................

Cost of bonds and stocks acquired ..........................................................................................................................................

Accrual of discount ..................................................................................................................................................................

Unrealized valuation increase/(decrease) ................................................................................................................................

Total gain (loss) on disposals ..................................................................................................................................................

Deduct consideration for bonds and stocks disposed of .........................................................................................................

Deduct amortization of premium ..............................................................................................................................................

Total foreign exchange change in book/adjusted carrying value .............................................................................................

Deduct current year's other than temporary impairment recognized .......................................................................................

Total investment income recognized as a result of prepayment penalties and/or acceleration fees .......................................

Book/adjusted carrying value at end of current period (Lines 1+2+3+4+5-6-7+8-9+10) .........................................................

Deduct total nonadmitted amounts ..........................................................................................................................................

Statement value at end of current period (Line 11 minus Line 12)

. 296,096,325

. 6,388,196

. 196,201

. 0

. 23,710

. 2,785,216

. 46,696

. 0

. 299,872,521

. 0

299,872,521

. 289,093,317

. 21,910,872

. 758,444

. 0

. (608,886)

. 14,875,283

. 182,139

. 0

. 296,096,325

. 0

296,096,325

STATEMENT AS OF MARCH 31, 2025 OF THE EQUITABLE FINANCIAL LIFE AND ANNUITY COMPANY

Showing the Acquisitions, Dispositions and Non-Trading Activity

SI02

During the Current Quarter for all Bonds and Preferred Stock by NAIC Designation

NAIC Designation

Book/Adjusted Carrying Value Beginning

of Current Quarter

Acquisitions During

Current Quarter

Dispositions During

Current Quarter

Non-Trading Activity During

Current Quarter

Book/Adjusted Carrying Value End of

First Quarter

Book/Adjusted Carrying Value End of

Second Quarter

Book/Adjusted Carrying Value End of

Third Quarter

Book/Adjusted Carrying Value December 31 Prior Year

ISSUER CREDIT OBLIGATIONS (ICO)

. 206,250,043

. 88,218,684

. 0

. 1,414,947

. 4,973,249

. 0

. 2,000,000

. 724,404

. 0

. 2,848,736

. (2,699,470)

. 0

. 208,513,726

. 89,768,060

. 0

. 206,250,043

. 88,218,684

. 0

NAIC 1 (a) ....................................................................................................................................................

NAIC 2 (a) ....................................................................................................................................................

NAIC 3 (a) ....................................................................................................................................................

NAIC 4 (a) ....................................................................................................................................................

NAIC 5 (a) ....................................................................................................................................................

NAIC 6 (a) ....................................................................................................................................................

Total ICO

294,468,728

6,388,196

2,724,404

149,266

298,281,786

294,468,728

ASSET-BACKED SECURITIES (ABS)

. 1,627,610

. 0

. 37,102

. 0

. 240

. 0

. 1,590,748

. 0

. 1,627,610

. 0

NAIC 1 .........................................................................................................................................................

NAIC 2 .........................................................................................................................................................

NAIC 3 .........................................................................................................................................................

NAIC 4 .........................................................................................................................................................

NAIC 5 .........................................................................................................................................................

NAIC 6 ..........................................................................................................................................................

Total ABS

1,627,610

37,102

240

1,590,748

1,627,610

PREFERRED STOCK

. 0

NAIC 1 .........................................................................................................................................................

NAIC 2 .........................................................................................................................................................

NAIC 3 .........................................................................................................................................................

NAIC 4 .........................................................................................................................................................

NAIC 5 .........................................................................................................................................................

NAIC 6 .........................................................................................................................................................

Total Preferred Stock ...................................................................................................................................

Total ICO, ABS & Preferred Stock

296,096,338

6,388,196

2,761,505

149,506

299,872,534

296,096,338

(a) Book/Adjusted Carrying Value column for the end of the current reporting period includes the following amount of short-term and cash equivalent bonds by NAIC designation:

NAIC 1 $ .................................0 ; NAIC 2 $ .................................0 ; NAIC 3 $ .................................0 NAIC 4 $ .................................0 ; NAIC 5 $ .................................0 ; NAIC 6 $ 0

Schedule DA - Part 1 - Short-Term Investments

Schedule DA - Verification - Short-Term Investments

Schedule DB - Part A - Verification - Options, Caps, Floors, Collars, Swaps and Forwards

Schedule DB - Part B - Verification - Futures Contracts

Schedule DB - Part C - Section 1 - Replication (Synthetic Asset) Transactions (RSATs) Open

Schedule DB-Part C-Section 2-Reconciliation of Replication (Synthetic Asset) Transactions Open

Schedule DB - Verification - Book/Adjusted Carrying Value, Fair Value and Potential Exposure of Derivatives

SI03, SI04, SI05, SI06, SI07

(Cash Equivalents)

Year To Date

Prior Year Ended December 31

Book/adjusted carrying value, December 31 of prior year .......................................................................................................

Cost of cash equivalents acquired ...........................................................................................................................................

Accrual of discount ..................................................................................................................................................................

Unrealized valuation increase/(decrease) ...............................................................................................................................

Total gain (loss) on disposals ..................................................................................................................................................

Deduct consideration received on disposals ...........................................................................................................................

Deduct amortization of premium ..............................................................................................................................................

Total foreign exchange change in book/adjusted carrying value .............................................................................................

Deduct current year's other than temporary impairment recognized .......................................................................................

Book/adjusted carrying value at end of current period (Lines 1+2+3+4+5-6-7+8-9) ...............................................................

Deduct total nonadmitted amounts ..........................................................................................................................................

Statement value at end of current period (Line 10 minus Line 11)

. 33,702,725

. 27,890,000

. 0

. 52,767,000

. 0

. 8,825,725

. 0

8,825,725

. 34,863,725

. 79,139,000

. 0

. 80,300,000

. 0

. 33,702,725

. 0

33,702,725

SI08

Schedule A - Part 2 - Real Estate Acquired and Additions Made

Schedule A - Part 3 - Real Estate Disposed

Schedule B - Part 2 - Mortgage Loans Acquired and Additions Made

Schedule B - Part 3 - Mortgage Loans Disposed, Transferred or Repaid

Schedule BA - Part 2 - Other Long-Term Invested Assets Acquired and Additions Made

Schedule BA - Part 3 - Other Long-Term Invested Assets Disposed, Transferred or Repaid

E01, E02, E03

E04

Show All Long-Term Bonds and Stock Acquired During the Current Quarter

CUSIP

Identification

Description

Date Acquired

Name of Vendor

Number of Shares of Stock

Actual Cost

Par Value

Paid for Accrued Interest and Dividends

NAIC

Designation, NAIC

Designation Modifier and

SVO

Administrative Symbol

05964H-BK-0 .........

BANCO SANTANDER SA .....................................................................................................

......01/08/2025 .....

Various ...................................................................................................................

...................................

. 1,200,924

. 1,200,000

. 0

1.G FE ..........

23331A-BU-2 .........

D.R. HORTON, INC. ......................................................................................................

......02/19/2025 .....

MIZUHO SECURITIES USA INC ............................................................................................

...................................

. 1,209,564

. 1,210,000

. 0

1.G FE ..........

30212P-BL-8 .........

EXPEDIA GROUP INC ......................................................................................................

......02/19/2025 .....

CHASE SECURITIES INC ...................................................................................................

...................................

. 1,016,003

. 1,023,000

. 0

2.B FE ..........

427866-BN-7 .........

HERSHEY CO ...............................................................................................................

......02/19/2025 .....

U.S. BANCORP INVESTMENTS INC. .......................................................................................

...................................

. 1,414,947

. 1,421,000

. 0

1.F FE ..........

72650R-BQ-4 .........

PLAINS ALL AMERICAN PIPELINE LP ....................................................................................

......01/13/2025 .....

CHASE SECURITIES INC ...................................................................................................

...................................

. 726,260

. 728,000

. 0

2.B FE ..........

927804-GT-5 .........

VIRGINIA ELECTRIC AND POWER CO ......................................................................................

......03/03/2025 .....

BNY MELLON/TORONTO DOMINION SEC .....................................................................................

...................................

. 820,498

. 823,000

. 0

1.F FE ..........

0089999999. Subtotal - Issuer Credit Obligations - Corporate Bonds (Unaffiliated)

6,388,196

6,405,000

XXX

0489999999. Total - Issuer Credit Obligations (Unaffiliated)

6,388,196

6,405,000

XXX

0499999999. Total - Issuer Credit Obligations (Affiliated)

XXX

0509999997. Total - Issuer Credit Obligations - Part 3

6,388,196

6,405,000

XXX

0509999998. Total - Issuer Credit Obligations - Part 5

XXX

0509999999. Total - Issuer Credit Obligations

6,388,196

6,405,000

XXX

1889999999. Total - Asset-Backed Securities (Unaffiliated)

XXX

1899999999. Total - Asset-Backed Securities (Affiliated)

XXX

1909999997. Total - Asset-Backed Securities - Part 3

XXX

1909999998. Total - Asset-Backed Securities - Part 5

XXX

1909999999. Total - Asset-Backed Securities

XXX

2009999999. Total - Issuer Credit Obligations and Asset-Backed Securities

6,388,196

6,405,000

XXX

4509999997. Total - Preferred Stocks - Part 3

XXX

4509999998. Total - Preferred Stocks - Part 5

XXX

4509999999. Total - Preferred Stocks

XXX

5989999997. Total - Common Stocks - Part 3

XXX

5989999998. Total - Common Stocks - Part 5

XXX

5989999999. Total - Common Stocks

XXX

5999999999. Total - Preferred and Common Stocks

XXX

6009999999 - Totals

6,388,196

XXX

E05

Show All Long-Term Bonds and Stock Sold, Redeemed or Otherwise Disposed of During the Current Quarter

CUSIP

Identification

Description

Disposal Date

Name

of Purchaser

Number of Shares of Stock

Consideration

Par Value

Actual Cost

Prior Year Book/ Adjusted Carrying Value

Change In Book/Adjusted Carrying Value

Book/ Adjusted Carrying Value at Disposal Date

Foreign Exchange Gain (Loss) on Disposal

Realized Gain (Loss) on Disposal

Total Gain (Loss) on Disposal

Bond Interest/ Stock Dividends Received During Year

Stated Contractual Maturity Date

NAIC

Designation, NAIC

Designation Modifier and SVO

Administrative Symbol

Unrealized Valuation Increase/ (Decrease)

Current Year's (Amortization)/ Accretion

Current Year's Other Than Temporary Impairment Recognized

Total Change in Book/ Adjusted Carrying Value

(10 + 11 -

12)

Total Foreign Exchange Change in Book

/Adjusted Carrying Value

..00203Q-AF-4

AP MOELLER - MAERSK A/S ..........................

. 01/28/2025 .

CHASE SECURITIES INC ............

....................

. 748,114

. 727,000

. 724,019

. 724,386

. 0

. 18

. 0

. 18

. 0

. 724,404

. 0

. 23,710

. 16,017

. 09/14/2033 .

2.A FE ....

..37331N-AH-4

GEORGIA-PACIFIC LLC ...............................

. 03/01/2025 .

Maturity ............................

....................

. 1,000,000

. 986,590

. 999,620

. 0

. 380

. 0

. 380

. 0

. 1,000,000

. 0

. 18,000

. 03/01/2025 .

1.E FE ....

..58933Y-AR-6

MERCK & CO INC ......................................

. 02/10/2025 .

Maturity ............................

....................

. 1,000,000

. 951,250

. 999,076

. 0

. 924

. 0

. 924

. 0

. 1,000,000

. 0

. 13,750

. 02/10/2025 .

1.E FE ....

0089999999. Subtotal - Issuer Credit Obligations - Corporate Bonds (Unaffiliated)

2,748,114

2,727,000

2,661,859

2,723,082

1,322

2,724,404

23,710

47,767

XXX

0489999999. Total - Issuer Credit Obligations (Unaffiliated)

2,748,114

2,727,000

2,661,859

2,723,082

1,322

2,724,404

23,710

47,767

XXX

0499999999. Total - Issuer Credit Obligations (Affiliated)

XXX

0509999997. Total - Issuer Credit Obligations - Part 4

2,748,114

2,727,000

2,661,859

2,723,082

1,322

2,724,404

23,710

47,767

XXX

0509999998. Total - Issuer Credit Obligations - Part 5

XXX

0509999999. Total - Issuer Credit Obligations

2,748,114

2,727,000

2,661,859

2,723,082

1,322

2,724,404

23,710

47,767

XXX

..3128MJ-C9-9

FH G08095 - RMBS ...................................

. 03/01/2025 .

Direct ..............................

....................

. 3,014

. 217,081

. 3,014

. 0

. 3,014

. 0

. 30

. 11/01/2035 .

1.A ........

..3132J8-6B-1

FH Q17665 - RMBS ...................................

. 03/01/2025 .

Direct ..............................

....................

. 9,433

. 9,183

. 9,432

. 0

. 1

. 0

. 1

. 0

. 9,433

. 0

. 46

. 04/01/2043 .

1.A ........

..31385X-EC-7

FN 555531 - RMBS ...................................

. 03/01/2025 .

Direct ..............................

....................

. 1,377

. 1,400

. 1,377

. 0

. 1,377

. 0

. 13

. 06/01/2033 .

1.A ........

..3138A3-6X-0

FN AH2685 - RMBS ...................................

. 03/01/2025 .

Direct ..............................

....................

. 4,382

. 4,321

. 4,382

. 0

. 4,382

. 0

. 29

. 01/01/2041 .

1.A ........

..3138W7-UN-2

FN AR9588 - RMBS ...................................

. 03/01/2025 .

Direct ..............................

....................

. 17,657

. 17,249

. 17,657

. 0

. 17,657

. 0

. 60

. 03/01/2043 .

1.A ........

..31407L-AG-2

FN 833507 - RMBS ...................................

. 03/01/2025 .

Direct ..............................

....................

. 1,239

. 278,857

. 1,239

. 0

. 1,239

. 0

. 11

. 10/01/2035 .

1.A ........

1039999999. Subtotal - Asset-Backed Securities - Financial Asset-Backed - Self-Liquidating -Agency Residential Mortgage-Backed Securities - Not/Partially Guaranteed (Not Exempt from RBC)

37,102

528,091

37,100

37,102

189

XXX

1889999999. Total - Asset-Backed Securities (Unaffiliated)

37,102

528,091

37,100

37,102

189

XXX

1899999999. Total - Asset-Backed Securities (Affiliated)

XXX

1909999997. Total - Asset-Backed Securities - Part 4

37,102

528,091

37,100

37,102

189

XXX

1909999998. Total - Asset-Backed Securities - Part 5

XXX

1909999999. Total - Asset-Backed Securities

37,102

528,091

37,100

37,102

189

XXX

2009999999. Total - Issuer Credit Obligations and Asset-Backed Securities

2,785,216

2,764,102

3,189,951

2,760,182

1,323

2,761,505

23,710

47,956

XXX

4509999997. Total - Preferred Stocks - Part 4

XXX

4509999998. Total - Preferred Stocks - Part 5

XXX

4509999999. Total - Preferred Stocks

XXX

5989999997. Total - Common Stocks - Part 4

XXX

5989999998. Total - Common Stocks - Part 5

XXX

5989999999. Total - Common Stocks

XXX

5999999999. Total - Preferred and Common Stocks

XXX

6009999999 - Totals

2,785,216

XXX

3,189,951

2,760,182

1,323

2,761,505

23,710

47,956

XXX

STATEMENT AS OF MARCH 31, 2025 OF THE EQUITABLE FINANCIAL LIFE AND ANNUITY COMPANY

Schedule DB - Part A - Section 1 - Options, Caps, Floors, Collars, Swaps and Forwards Open

Schedule DB - Part B - Section 1 - Futures Contracts Open

Schedule DB - Part B - Section 1B - Brokers with whom cash deposits have been made

Schedule DB - Part D - Section 1 - Counterparty Exposure for Derivative Instruments Open

Schedule DB - Part D-Section 2 - Collateral for Derivative Instruments Open - Pledged By

Schedule DB - Part D-Section 2 - Collateral for Derivative Instruments Open - Pledged To

Schedule DB - Part E - Derivatives Hedging Variable Annuity Guarantees

Schedule DL - Part 1 - Reinvested Collateral Assets Owned

Schedule DL - Part 2 - Reinvested Collateral Assets Owned

E06, E07, E08, E09, E10, E11, E12

Disclaimer

Equitable Holdings Inc. published this content on June 04, 2025, and is solely responsible for the information contained herein. Distributed via Public Technologies (PUBT), unedited and unaltered, on June 04, 2025 at 18:09 UTC.