Alumina : Appendix 3G
AWC.AX
For personal use only
ASX Announcement
14 January 2022
Appendix 3G
Please find attached, a public announcement concerning vesting of employee Conditional Share Rights.
This ASX announcement was approved and authorised for release by Stephen Foster, Company Secretary.
STEPHEN FOSTER
COMPANY SECRETARY
For investor enquiries:
For media enquiries:
Charles Smitheram
Tim Duncan
Manager - Treasury & Investor Relations
Hinton and Associates
Phone: +61 3 8699 2613 / +61 412 340 047
Phone: +61 3 9600 1979
Mobile: +61 408 441 122
For personal use only
This appendix is available as an online form
Only use this form if the online version is not available +Rule 3.10.3A, 3.10.3B, 3.10.3C, 3.10.3D
Appendix 3G
Notification of issue, conversion or payment up of
unquoted equity +securities
Note: this form is also used to notify ASX where quoted options have been exercised or other quoted convertible securities have been converted and the securities received as a result of the exercise or conversion either are already quoted on ASX or are not intended to be quoted on ASX.
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
If you are an entity incorporated outside Australia and you are issuing a new class of +securities other than CDIs, you will need to obtain and provide an International Securities Identification Number (ISIN) for that class. Further information on the requirement for the notification of an ISIN is available from the Create Online Forms page. ASX is unable to create the new ISIN for non-Australian issuers.
*Denotes minimum information required for first lodgement of this form, with exceptions provided in specific notes for certain questions. The balance of the information, where applicable, must be provided as soon as reasonably practicable by the entity.
Part 1 - Entity and announcement details
Question
Question
Answer
no
1.1
*Name of entity
Alumina Limited
We (the entity here named) give notice of the issue,
conversion or payment up of the following unquoted
+securities.
1.2
*Registration type and number
ABN 85004820419
Please supply your ABN, ARSN, ARBN, ACN or
another registration type and number (if you supply
another registration type, please specify both the type
of registration and the registration number).
1.3
*ASX issuer code
1.4
*This announcement is
☒ A new announcement
Tick whichever is applicable.
☐ An update/amendment to a previous
announcement
☐ A cancellation of a previous
announcement
1.4a
*Reason for update
n/a
Mandatory only if "Update" ticked in Q1.4 above. A
reason must be provided for an update.
1.4b
*Date of previous announcement to this
n/a
update
Mandatory only if "Update" ticked in Q1.4 above.
1.4c
*Reason for cancellation
n/a
Mandatory only if "Cancellation" ticked in Q1.4 above.
1.4d
*Date of previous announcement to this
n/a
cancellation
Mandatory only if "Cancellation" ticked in Q1.4 above.
1.5
*Date of this announcement
14 January 2022
+ See chapter 19 for defined terms
Page 1
5 June 2021
This appendix is available as an online form
Appendix 3G
Notification of issue, conversion or
payment up of unquoted equity +securities
Part 2 - Type of issue
For personal use only
+ See chapter 19 for defined terms
Page 2
5 June 2021
This appendix is available as an online form
Appendix 3G
Notification of issue, conversion or
payment up of unquoted equity +securities
Question
Question
Answer
No.
For personal use only
+ See chapter 19 for defined terms
Page 3
5 June 2021
This appendix is available as an online form
Appendix 3G
Notification of issue, conversion or
payment up of unquoted equity +securities
For personal use only
2.1 *The +securities the subject of this notification are:
Select whichever item is applicable.
If you wish to notify ASX of different events involving unquoted securities, please complete a separate Appendix 3G for each event.
If you have selected 'other' please explain the circumstances here:
Conditional Share Rights (to AWC ordinary shares) granted to the Chief Executive Officer (CEO) and Chief Financial Officer (CFO) of AWC issued under the Terms of Employment Contract. The Rights granted in January 2021 have vested on the satisfactory completion of required conditions.
The underlying shares were purchased on market and are held by the Alumina Employee Share Plan Pty Ltd subject to vesting on the completion of the required conditions. The shares relating to the January 2021 grant will be transferred into the name of CEO and CFO.
There is a three-year trading restriction on the shares from grant date as long as continuous employment is maintained. The value of the equity remains subject to performance of the Company's share price.
+ See chapter 19 for defined terms
Page 4
5 June 2021
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Disclaimer
Alumina Limited published this content on 14 January 2022 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 14 January 2022 05:11:05 UTC.