FLT.AX
For personal use only
Form 604
Corporations Law
Section 671B
Notice of change of interests of substantial holder
To: Company Name/Scheme FLIGHT CENTRE TRAVEL GROUP LIMITED
ACN/ARSN
003 377 188
1. Details of substantial holder
Name
UBS Group AG and its related bodies corporate
ACN/ARSN (if applicable):
There was a change in the interests of the substantial holder on
06 January 2022
The previous notice was given to the company on
10 December 2021
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
Class of
Previous Notice
Present Notice
securities (4)
Person's Votes
Voting Power (5)
Person's Votes
Voting Power (5)
Ordinary
15,296,328
7.66%
13,291,181
6.66%
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Date of
Person whose
Nature of Change (6)
Consideration
Class and
Person's
change
relevant interest
given in
Number of
votes
changed
relation to
securities
affected
change (7)
affected
Please see Appendix C.
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of relevant
Registered
Person entitled to be
Nature of relevant interest
Class and
Person's
holder of
number of
interest
registered holder (8)
(6)
votes
securities
securities
UBS Asset
Various
UBS Asset
Fund Manager with power
44,048
44,048
Management (UK)
Custodians
Management (UK)
to exercise control over
Ordinary
Limited
Limited
voting shares
UBS Fund
Various
UBS Fund
Fund Manager with power
9,847
9,847
Management
Custodians
Management
to exercise control over
Ordinary
(Luxembourg) S.A.
(Luxembourg) S.A.
voting shares
For personal use only
UBS Fund
Various
UBS Fund
Fund Manager with power
73,391
73,391
Management
Custodians
Management
to exercise control over
Ordinary
(Switzerland) AG
(Switzerland) AG
voting shares
UBS Securities
Warbont
UBS Securities
Power to control disposal
6,649,281
6,649,281
Australia Ltd
Nominees Pty
Australia Ltd
over shares pursuant to
Ordinary
Ltd
stock borrowing and
lending activities
N/A
UBS Securities
Beneficial Owner
47,000
47,000
Australia Ltd
Options
UBS Asset
Various
UBS Asset
Fund Manager with power
2,127
2,127
Management
Custodians
Management
to exercise control over
Ordinary
(Americas) Inc
(Americas) Inc
voting shares
UBS Asset
Various
UBS Asset
Fund Manager with power
998,658
998,658
Management
Custodians
Management
to exercise control over
Ordinary
(Australia) Ltd
(Australia) Ltd
voting shares
UBS Asset
Various
UBS Asset
Fund Manager with power
8,128
8,128
Management Trust
Custodians
Management Trust
to exercise control over
Ordinary
Company
Company
voting shares
UBS Asset
Various
UBS Asset
Fund Manager with power
27,381
27,381
Management Life
Custodians
Management Life
to exercise control over
Ordinary
Limited
Limited
voting shares
UBS Europe SE
Various
UBS Europe SE
Power to control disposal
731,938
731,938
Custodians
over shares pursuant to
Ordinary
stock borrowing and
lending activities
UBS AG Australia
UBS
UBS AG Australia
Prime Broker that has
4,110
4,110
Branch
Nominees Pty
Branch
exercised its borrowing
Ordinary
Ltd
right in respect of shares
pursuant to a Prime
Broking Agreement
UBS Securities LLC
Various
UBS Securities LLC
Power to control disposal
27,317
27,317
Custodians
over shares pursuant to
Ordinary
stock borrowing and
lending activities
UBS AG London
Various
UBS AG London
Beneficial Owner
1,054,945
1,054,945
Branch
Custodians
Branch
Converts
Citicorp
UBS AG London
Prime Broker that has
1,397,199
1,397,199
Nominees Pty
Branch
exercised its borrowing
Converts
Ltd
right in respect of shares
pursuant to a Prime
Broking Agreement
Various
UBS AG London
Power to control disposal
2,215,811
2,215,811
Custodians
Branch
over shares pursuant to
Ordinary
stock borrowing and
lending activities
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ ARSN (if applicable)
Nature of association
N/A
N/A
For personal use only
6. Addresses
The addresses of persons named in this form are as follows:
Name and ACN/ ARSN (if applicable)
Nature of association
UBS Europe SE
Bockenheimer Landstrasse 2-4 OpernTurm, Frankfurt am Main
Germany
UBS Asset Management (Australia) Ltd
Level 16, Chifley Tower, 2 Chifley Square, Sydney, Australia
UBS AG London Branch
5 Broadgate, London, United Kingdom
UBS Asset Management (Americas) Inc
Corporation Service Company, 251 Little Falls Drive, Wilmington,
Delaware, USA
UBS Asset Management Trust Company
Illinois Corporation Service Company 801 Adlai Stevenson Drive,
Springfield, IL, USA
UBS Asset Management (UK) Limited
5 Broadgate, London, United Kingdom
UBS Asset Management Life Limited
5 Broadgate, London, United Kingdom
UBS Fund Management (Luxembourg) S.A.
33A avenue J.F. Kennedy, Luxembourg
UBS Fund Management (Switzerland) AG
Aeschenplatz 6, Basel, Switzerland
UBS Securities Australia Ltd
Level 16, Chifley Tower, 2 Chifley Square, Sydney, Australia
UBS Securities LLC
Corporation Service Company 251 Little Falls Drive, Wilmington,
Delaware, USA
Warbont Nominees Pty Ltd
Level 16, Chifley Tower, 2 Chifley Square, Sydney, Australia
UBS Nominees Pty Ltd
Level 16, Chifley Tower, 2 Chifley Square, Sydney, Australia
UBS AG Australia Branch
Level 16, Chifley Tower, 2 Chifley Square, Sydney, Australia
SIGNATURE
Print Name:
Andrew Costley
Capacity:
Authorised signatory
Sign Here:
Date:
10 December 2021
Print Name:
Florian Naef
Capacity:
Authorised signatory
Sign Here:
Date:
10 December 2021
Contact details for this notice:
--------------------------------------------------------------
Andrew Costley
Group Compliance, Regulatory & Governance
Appendix A
Holder of relevant interest
UBS AG, London Branch
UBS AG, London Branch
UBS Securities Australia Ltd
Type of agreement
Securities Lending Agreement
Prime Brokerage Agreement
Securities Lending Agreement
Parties to agreement
(i) UBS AG, London Branch ("UBS AG
(i) UBS AG, London Branch ("UBS AG")
(i) UBS AG, Australia Branch ("UBS
only
")/ UBS Limited
(ii) Client (Please refer to Appendix A-
AG")/ UBS Securities Australia
Limited
(ii) Client (Please refer to Appendix A-
1(a).)
1(a).)
(ii) Client (Please refer to Appendix
A-1(a).)
Transfer date
Please refer to Appendix A-1(a).
Please refer to Appendix A-1(a).
Please refer to Appendix A-1(a).
Holder of voting rights
UBS AG/ UBS Limited
UBS AG
UBS AG/ UBS Securities Australia
Limited
use
Are there any restrictions on voting
Please refer to the details below.
No.
Please refer to the details below.
rights?
If yes, detail
Since all right and title in the securities
N/A
Since all right and title in the
passes to the transferee (i.e. UBS AG/
securities passes to the transferee
UBS Limited), the transferee has the
(i.e. UBS AG/ UBS Securities
right to vote. However, in certain
Australia Limited), the transferee
circumstances, the transferee may
has the right to vote. However, in
personal
seek to arrange for voting rights to be
certain circumstances, the
exercised in accordance with the
transferee may seek to arrange for
instructions of the transferor (i.e.
voting rights to be exercised in
Client).
accordance with the instructions of
the transferor (i.e. Client).
Scheduled return date (if any)
None.
None.
None, subject to the terms of the
relevant loan.
Does the borrower have the right to
Yes.
Yes.
Yes.
return early?
If yes, detail
The borrower (i.e. UBS AG/ UBS
The borrower (i.e. UBS AG) has the
The borrower (i.e. UBS AG/ UBS
Limited) has the right to return at its
right to return at its discretion.
Securities Australia Limited) has the
discretion subject to the terms of the
right to return at its discretion.
relevant loan.
Does the lender have the right to
Yes.
Yes.
Yes.
recall early?
For
If yes, detail
The lender (i.e. Client) can recall at its
The lender (i.e. Client) can recall at its
The lender (i.e. Client) can recall at
request subject to compliance with
request subject to compliance with
its request subject to compliance
margin requirements and the terms of
margin requirements and the terms of
with margin requirements and the
the relevant loan.
the relevant loan.
terms of the relevant loan.
Will the securities be returned on
Yes.
Yes.
Yes.
settlement?
If yes, detail any exceptions
None.
None.
None.
The information in this appendix is based on the relevant standard UBS agreement.
A copy of the agreement is available to the company, or responsible entity to whom the prescribed form must be given, or to ASIC, upon request.
Appendix A
Holder of relevant interest
Type of agreement
Parties to agreement
onlyTransfer date
Holder of voting rights
Are there any restrictions on voting rights?
If yes, detail use Scheduled return date (if any)
personalDoes the borrower have the right to return early?
If yes, detail
Does the lender have the right to recall early?
If yes, detail
Will the securities be returned on settlement?
If yes, detail any exceptions For
UBS AG, Australia Branch
UBS Securities LLC
Prime Brokerage Agreement
Securities Lending Agreement
(i) UBS AG, Australia Branch ("UBS AG")
(i) UBS Securities LLC ("UBS Sec LLC")
(ii) Client (Please refer to Appendix A-1(a).)
(ii) Client (Please refer to Appendix A-1(a).)
Please refer to Appendix A-1(a).
Please refer to Appendix A-1(a).
Client (Once Prime Broker, i.e. UBS AG, has
UBS Sec LLC
exercised its borrowing right, it is UBS AG)
Please refer to the details below.
No.
Since all right and title in the securities passes to
N/A
the transferee (i.e. UBS AG), the transferee has
the right to vote. However, in certain
circumstances, the transferee may seek to
arrange for voting rights to be exercised in
accordance with the instructions of the
transferor (i.e. Client).
None, subject to the terms of the relevant loan.
None unless agreed to by the parties.
Yes.
Yes. Either party can terminate the loan upon notice unless
otherwise agreed.
The borrower (i.e. UBS AG) has the right to return
The borrower (i.e. UBS Sec LLC) has the right to return at its
at its discretion.
discretion.
Yes.
Yes. Either party can terminate the loan upon notice unless
otherwise agreed.
The lender (i.e. Client) can recall at its request
The lender has the right to return at its discretion.
subject to compliance with margin requirements
and the terms of the relevant loan.
Yes.
Yes (equivalent securities).
None.
None.
The information in this appendix is based on the relevant standard UBS agreement.
A copy of the agreement is available to the company, or responsible entity to whom the prescribed form must be given, or to ASIC, upon request.
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Flight Centre Travel Group Ltd. published this content on 10 January 2022 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 10 January 2022 21:37:05 UTC.