LU
Monthly Return for Equity Issuer and Hong Kong Depositary Receipts listed under Chapter 19B of the Exchange Listing Rules on Movements in Securities
I. Movements in Authorised / Registered Share Capital
Total authorised/registered share capital at the end of the month: USD 100,000
Page 1 of 10
FF301
II. Movements in Issued Shares and/or Treasury Shares
Number of issued shares
(excluding treasury shares)
Remarks:
Page 2 of 10
FF301
III. Details of Movements in Issued Shares and/or Treasury Shares
(A). Share Options (under Share Option Schemes of the Issuer)
scheme
Number of share
options outstanding at
close of preceding
month
Number of share options
outstanding at
close of the month
Number of new shares issued during the month pursuant thereto
(A1)
Number of treasury
shares transferred out of
treasury during the
month pursuant thereto
(A2)
Number of shares which
may be issued or
transferred out of
treasury pursuant
thereto as at close of
the month
The total number of
shares which may be
issued or transferred out
of treasury upon
exercise of all share
options to be granted
under the scheme at
close of the month
20,784
date (if applicable)
Remarks:
Page 3 of 10
FF301
(B). Warrants to Issue Shares of the Issuer Not applicable
Page 4 of 10
FF301
(C). Convertibles (i.e. Convertible into Shares of the Issuer)
Amount at close of
preceding month
Number of new shares
issued during the month pursuant thereto (C1)
Number of treasury shares transferred out of treasury during the month pursuant thereto (C2)
Bond/Notes
USD 2.32
Increase in issued shares (excluding treasury shares):
Ordinary shares (CC1)
Decrease in treasury shares:
Ordinary shares (CC2)
Page 5 of 10
FF301
(D). Any other Agreements or Arrangements to Issue Shares of the Issuer, including Options (other than Share Option Schemes)
General Meeting
approval date
(if applicable)
Page 6 of 10
FF301
(E). Other Movements in Issued Shares and/or Treasury Shares Not applicable
Total increase/ decrease (-) in issued shares (excluding treasury shares) during the month (i.e. Total of AA1 to EE1):
Page 7 of 10
FF301
IV. Information about Hong Kong Depositary Receipt (HDR) Not applicable
Page 8 of 10
FF301
V. Confirmations
Pursuant to Main Board Rule 13.25C / GEM Rule 17.27C, we hereby confirm to the best knowledge, information and belief that, in relation to each of the securities issued, or the treasury shares sold or transferred by the issuer during the month as set out in Parts III and IV which has not been previously disclosed in a return published under Main Board Rule 13.25A / GEM Rule 17.27A, it has been duly authorised by the board of directors of the listed issuer and carried out in compliance with all applicable listing rules, laws and other regulatory requirements and, insofar as applicable:
(Note 4)
all money due to the listed issuer in respect of the issue of securities, or sale or transfer of treasury shares has been received by it;
all pre-conditions for listing imposed by the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited under "Qualifications of listing" have been fulfilled; (iii) all (if any) conditions contained in the formal letter granting listing of and permission to deal in the securities have been fulfilled; (iv) all the securities of each class are in all respects identical (Note 5);
all documents required by the Companies (Winding Up and Miscellaneous Provisions) Ordinance to be filed with the Registrar of Companies have been duly filed and that compliance has been made with all other legal requirements;
all the definitive documents of title have been delivered/are ready to be delivered/are being prepared and will be delivered in accordance with the terms of issue, sale or transfer;
completion has taken place of the purchase by the issuer of all property shown in the listing document to have been purchased or agreed to be purchased by it and the purchase consideration for all such property has been duly satisfied; and
the trust deed/deed poll relating to the debenture, loan stock, notes or bonds has been completed and executed, and particulars thereof, if so required by law, have been filed with the Registrar of Companies.
Submitted by:
Yong Suk CHO
Title:
Chairman of the Board of Directors and Chief Executive Officer
Page 9 of 10
FF301
Notes
The Exchange refers to The Stock Exchange of Hong Kong Limited.
In the case of repurchase of shares (shares repurchased and cancelled) and redemption of shares (shares redeemed and cancelled), "date of event" should be construed as "cancellation date".
In the case of repurchase of shares (shares held as treasury shares), "date of event" should be construed as "date on which shares were repurchased and held by the issuer in treasury".
The information is required in the case of repurchase of shares (shares repurchased for cancellation but not yet cancelled) and redemption of shares (shares redeemed but not yet cancelled). Please state the number of shares repurchased or redeemed during the month or in preceding month(s) but pending cancellation as at close of the month as a negative number.
Items (i) to (viii) are suggested forms of confirmation. The listed issuer may amend the item(s) that is/are not applicable to meet individual cases. Where the issuer has already made the relevant confirmations in a return published under Main Board Rule 13.25A / GEM Rule 17.27A in relation to the securities issued, or the treasury shares sold or transferred, no further confirmation is required to be made in this return.
"Identical" means in this context:
the securities are of the same nominal value with the same amount called up or paid up;
they are entitled to dividend/interest at the same rate and for the same period, so that at the next ensuing distribution, the dividend/interest payable per unit will amount to exactly the same sum (gross and net); and
they carry the same rights as to unrestricted transfer, attendance and voting at meetings and rank pari passu in all other respects.
Page 10 of 10
Disclaimer
Lufax Holding Ltd. published this content on November 06, 2024, and is solely responsible for the information contained herein. Distributed by Public, unedited and unaltered, on November 06, 2024 at 13:07:52.752.