Goldman Sachs : Financial Statements and Exhibits Form 8 K

Published: 2024-07-23 16:18:29 ET GS

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Form 8-K

The Goldman Sachs Group, Inc.

(Exact name of registrant as specified in its charter)

Commission File Number: 001-14965

(State or other jurisdiction of

incorporation)

(IRS Employer

Identification No.)

(212)902-1000

(Registrant's telephone number, including area code)

Check the appropriate box below if the Form 8-Kfiling is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12under the Exchange Act (17 CFR 240.14a-12)

☐Pre-commencementcommunications pursuant to Rule 14d-2(b)under the Exchange Act (17 CFR 240.14d-2(b))

☐Pre-commencementcommunications pursuant to Rule 13e-4(c)under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 under the Securities Act (17 CFR 230.405) or Rule 12b-2under the Exchange Act (17 CFR 240.12b-2).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Financial Statements and Exhibits.

Exhibits are filed herewith in connection with the issuance of the following debt securities by The Goldman Sachs Group, Inc. (the "Company") on July 23, 2024 pursuant to the Company's shelf registration statement on Form S-3(File No. 333-269296)(as amended, the "Registration Statement"):

$2,500,000,000 5.049% Fixed/Floating Rate Notes due 2030 (the "2030 Fixed/Floating Rate Securities")

$3,000,000,000 5.330% Fixed/Floating Rate Notes due 2035 (the "2035 Fixed/Floating Rate Securities" and, together with the 2030 Fixed/Floating Rate Securities, the "Securities")

(d) Exhibits

The following exhibits are filed as part of this Current Report on Form 8-Kand Exhibits 5.1 and 23.1 are incorporated by reference into the Registration Statement as exhibits thereto:

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

THE GOLDMAN SACHS GROUP, INC.

(Registrant)

/s/ Matthew E. Tropp

Disclaimer

The Goldman Sachs Group Inc. published this content on 23 July 2024 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 23 July 2024 20:17:52 UTC.