Auctus Investment : Notification regarding unquoted securities - AVC
AVC.AX
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Announcement Summary
For personal use only
Entity name
AUCTUS INVESTMENT GROUP LIMITED
Date of this announcement
Friday November 19, 2021
The +securities the subject of this notification are:
+Securities issued under an +employee incentive scheme that are subject to a restriction on transfer and are not being quoted on ASX until the restriction ends
Total number of +securities to be issued/transferred
Total number of
ASX +security
+securities to be
code
Security description
issued/transferred
Issue date
New class - code
AVCAM
650,000
19/11/2021
to be confirmed
Refer to next page for full details of the announcement
Notification of Issue, Conversion or Payment up of Unquoted
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 1 - Entity and announcement details
For personal use only
1.1 Name of entity
AUCTUS INVESTMENT GROUP LIMITED
We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.
1.2
Registered number type
Registration number
ABN
76149278759
1.3
ASX issuer code
AVC
19/11/2021
Notification of Issue, Conversion or Payment up of Unquoted
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 2 - Issue details
For personal use only
2.1 The +securities the subject of this notification are:
+Securities issued under an +employee incentive scheme that are subject to a restriction on transfer and are not being quoted on ASX until the restriction ends
2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:
does not have an existing ASX security code ("new class")
Notification of Issue, Conversion or Payment up of Unquoted
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 3C - number and type of +securities the subject of this notification (new class) where issue has not previously been notified to ASX in an Appendix 3B
only
New +securities issued under an +employee incentive scheme
ASX +security code
+Security description
New class - code to be confirmed
AVCAM
+Security type
ISIN code
Options
use
Date the +securities the subject of this notification were issued
19/11/2021
Will all the +securities issued in this class rank equally in all respects from their issue date?
Yes
personal
Were any of the +securities issued to +key management personnel (KMP) or an +associate?
Yes
Provide details of the KMP or +associates being issued +securities.
Name of KMP
Name of registered holder
Number of +securities
650,000
Brian Delaney
Brian Delaney
Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under
listing rule 6.1?
No
Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being
issued.
https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02439034-3A578803?access_token=83
ff96335c2d45a094df02a206a39ff4
Options Details
For
+Security currency
Exercise price
Expiry date
AUD - Australian Dollar
AUD 1.70000000
1/11/2024
Details of the existing class of +security that will be issued upon exercise or conversion of this new class of
company option Other
Description
AVC: FULLY PAID ORDINARY SHARE
Notification of Issue, Conversion or Payment up of Unquoted
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms
Refer to Appendix 2 - Summary of Incentive Plan, in the Company's 2018 Notice of Annual General Meeting, announced to ASX on 29 October 2018, and which can be located at the following URL link: https://www.asx.com.au/asxpdf/20181029/pdf/43zqypm07d7jn5.pdf
only
Any other information the entity wishes to provide about the +securities the subject of this notification
Unlisted options issued in accordance with letter of appointment dated 21 October 2021.
Issue details
use
Number of +securities
650,000
For personal
Notification of Issue, Conversion or Payment up of Unquoted
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Disclaimer
Auctus Investment Group Limited published this content on 21 November 2021 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 21 November 2021 22:33:03 UTC.