Notification regarding unquoted securities - GTG

GTG.AX

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Announcement Summary

use only

Entity name

GENETIC TECHNOLOGIES LIMITED

Date of this announcement

Tuesday November 09, 2021

The +securities the subject of this notification are:

+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

Total number of +securities to be issued/transferred

Total number of

ASX +security

+securities to be

code

Security description

issued/transferred

Issue date

GTGAE

PERFORMANCE RIGHTS

20,000,000

09/11/2021

For personal

Refer to next page for full details of the announcement

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 1 - Entity and announcement details

For personal use only

1.1 Name of entity

GENETIC TECHNOLOGIES LIMITED

We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.

1.2

Registered number type

Registration number

ABN

17009212328

1.3

ASX issuer code

GTG

9/11/2021

Notification of Issue, Conversion or Payment up of Unquoted

2 / 6

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 2 - Issue details

2.1 The +securities the subject of this notification are:

+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

For personal use only

2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:

has an existing ASX security code ("existing class")

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 3B - number and type of +securities the subject of this notification (existing class) where issue has not previously been notified to ASX in an Appendix 3B

only

ASX +security code and description

GTGAE : PERFORMANCE RIGHTS

Date the +securities the subject of this notification were issued

9/11/2021

use

Will these +securities rank equally in all respects from their issue date with the existing issued

+securities in that class

Yes

Were any of the +securities issued to +key management personnel (KMP) or an +associate?

No

personalFor

Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme

or a summary of the terms

https://www.asx.com.au/asx/statistics/displayAnnouncement.do?display=pdf&idsId=02439509

Any other information the entity wishes to provide about the +securities the subject of this notification

I ue details

Number of +securities 20,000,000

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 4 - +Securities on issue

For personal use only

Following the issue, conversion or payment up of the +securities the subject of this application, the +securities of the entity will comprise:

(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)

4.1 Quoted +Securities (Total number of each +class of +securities quoted)

Total number of

ASX +security code and description

+securities on issue

GTG : ORDINARY FULLY PAID

9,233,965,143

4.2 Unquoted +Securities (Total number of each +class of +securities issued but not quoted on ASX)

Total number of

ASX +security code and description

+securities on issue

GTGAE : PERFORMANCE RIGHTS

280,000,000

GTGAH : OPTION EXPIRING 05-MAR-2023 EX 0.8C

2,500,000

GTGAD : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES

270,500,000

GTGAF : WARRANTS

264,266,778

GTGAG : OPTION EXPIRING 29-OCT-2022 EX 0.8C

229,000,000

GTGAI : OPTION EXPIRING 01-DEC-2023 EX $0.008

12,850,000

Notification of Issue, Conversion or Payment up of Unquoted

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Disclaimer

Genetic Technologies Ltd. published this content on 09 November 2021 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 09 November 2021 05:42:03 UTC.