AVZ Minerals : Application for quotation of securities - AVZ

Published: 2022-01-14 03:42:18 ET AVZ.AX

Application for quotation of +securities

Announcement Summary

For personal use only

Entity name

AVZ MINERALS LIMITED

Announcement Type

New announcement

Date of this announcement

Friday January 14, 2022

The +securities to be quoted are:

+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being converted

Total number of +securities to be quoted

ASX +security

Number of +securities to

code

Security description

be quoted

Issue date

AVZ

ORDINARY FULLY PAID

10,440,000

13/01/2022

Refer to next page for full details of the announcement

Application for quotation of +securities

1 / 6

Application for quotation of +securities

Part 1 - Entity and announcement details

For personal use only

1.1 Name of entity

AVZ MINERALS LIMITED

We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.

1.2

Registered number type

Registration number

ABN

81125176703

1.3

ASX issuer code

AVZ

14/1/2022

Application for quotation of +securities

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Application for quotation of +securities

Part 2 - Type of Issue

For personal use only

2.1 The +securities to be quoted are:

+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being converted

2.2 The +securities to be quoted are:

Additional +securities in a class that is already quoted on ASX ("existing class")

Application for quotation of +securities

3 / 6

Application for quotation of +securities

Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an Appendix 3B

Existing +securities converting into additional +securities in an existing class

FROM (Existing Class)

ASX +security code and description

AVZAA : PERFORMANCE RIGHTS

TO (Existing Class)

ASX +security code and description

AVZ : ORDINARY FULLY PAID

Please state the number of options that were exercised or other +convertible securities that were converted

10,440,000

The first date the options were exercised or other +convertible securities were converted

13/1/2022

The last date the options were exercised or other +convertible securities were converted

13/1/2022

For personal use only

Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)?

The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by:

An issue of new +securities

The underlying securities being received by the holder are:

Intended to be, but are not yet, quoted by ASX

Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme?

Yes

Are any of the options being exercised or other +convertible securities being converted held by +key management personnel (KMP) or an +associate?

Yes

Provide details of the KMP or +associates who are exercising options or converting convertible securities

Number of options being exercised

or other +convertible securities

Name of KMP

Name of registered holder

being converted

2,000,000

Nigel Ferguson

Ridgeback Holdings Pty Ltd <>

Ferguson Family Trust>

1,000,000

Rhett Brans

1,500,000

Graeme Johnston

1,000,000

Peter Huljich

African Resources Consulting Pty Ltd

Application for quotation of +securities

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Application for quotation of +securities

John Clarke

1,500,000

1,000,000

Jan de Jager

X6 de Jager Pty Ltd

only

Trust>

350,000

Benjamin Cohen

500,000

Michael Hughes

use

Issue date

13/1/2022

Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued

+securities in that class?

personal

Yes

Issue details

Number of +securities to be quoted

10,440,000

Are the +securities being issued for a cash consideration?

Please describe the consideration being provided for the +securities

Nil

For

Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the

+securities to be quoted

0.925000

Any other information the entity wishes to provide about the +securities to be quoted

Conversion of vested Performance Rights into ordinary shares

Application for quotation of +securities

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Disclaimer

AVZ Minerals Limited published this content on 14 January 2022 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 14 January 2022 08:41:01 UTC.