Afterpay : Application for quotation of securities - APT
APT.AX
Application for quotation of +securities
Announcement Summary
For personal use only
Entity name
AFTERPAY LIMITED
Announcement Type
New announcement
Date of this announcement
Wednesday January 19, 2022
The +securities to be quoted are:
+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being converted
Total number of +securities to be quoted
ASX +security
Number of +securities to
code
Security description
be quoted
Issue date
APT
ORDINARY FULLY PAID
875,475
17/01/2022
Refer to next page for full details of the announcement
Application for quotation of +securities
1 / 14
Application for quotation of +securities
Part 1 - Entity and announcement details
For personal use only
1.1 Name of entity
AFTERPAY LIMITED
We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.
1.2
Registered number type
Registration number
ACN
618280649
1.3
ASX issuer code
APT
19/1/2022
Application for quotation of +securities
2 / 14
Application for quotation of +securities
Part 2 - Type of Issue
For personal use only
2.1 The +securities to be quoted are:
+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being converted
2.2 The +securities to be quoted are:
Additional +securities in a class that is already quoted on ASX ("existing class")
Application for quotation of +securities
3 / 14
Application for quotation of +securities
Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an Appendix 3B
only
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class)
ASX +security code and description
APTAC : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES
use
TO (Existing Class)
ASX +security code and description
APT : ORDINARY FULLY PAID
Please state the number of options that were exercised or other +convertible securities that were converted
1,333,565
The first date the options were exercised or other +convertible securities were converted
The last date the options were exercised or other +convertible securities were converted
17/1/2022
personal
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)?
Yes
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by:
An issue of new +securities
The underlying securities being received by the holder are:
Intended to be, but are not yet, quoted by ASX
Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme?
Yes
Are any of the options being exercised or other +convertible securities being converted held by +key management personnel (KMP) or an +associate?
Yes
Provide details of the KMP or +associates who are exercising options or converting convertible securities
For
Name of KMP
Name of registered holder
Anthony Eisen
Anthony Mathew Eisen
Nick Molnar
Nicholas Molnar Pty Ltd
Number of options being exercised or other +convertible securities being converted
100,000
100,000
Application for quotation of +securities
4 / 14
Application for quotation of +securities
Issue date
17/1/2022
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class?
Yes
only
Issue details
use
Number of +securities to be quoted
743,996
Are the +securities being issued for a cash consideration?
No
Please describe the consideration being provided for the +securities
personal
General Equity Awards treatment as set out in section 4.11 of the Afterpay Scheme Booklet.
Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the
+securities to be quoted
69.030000
Any other information the entity wishes to provide about the +securities to be quoted
General Equity Awards treatment as set out in section 4.11 of the Afterpay Scheme Booklet with unvested Equity Awards
to be accelerated or lapsed on a pro rata basis (calculated on an award by award basis) based on the proportion of the
then current vesting period that has elapsed as at 10 January 2022.
Existing +securities converting into additional +securities in an existing class
For
FROM (Existing Class)
ASX +security code and description
APTAE : RESTRICTED STOCK UNITS
TO (Existing Class)
ASX +security code and description
APT : ORDINARY FULLY PAID
Please state the number of options
The first date the options were
The last date the options were
that were exercised or other
exercised or other +convertible
exercised or other +convertible
+convertible securities that were
securities were converted
securities were converted
converted
17/1/2022
147,368
Application for quotation of +securities
5 / 14
This is an excerpt of the original content. To continue reading it, access the original document here.
Disclaimer
Afterpay Ltd. published this content on 19 January 2022 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 19 January 2022 04:41:01 UTC.